Joel T. Blattner

AVAII WEALTH MANAGEMENT

Appleton, WI 54913

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CRD#: 5440787

Professional summary

Joel Thomas Blattner, CFP®, who also goes by Joel Blattner, is a registered financial advisor currently at AVAII WEALTH MANAGEMENT, LLC located in Appleton, Wisconsin.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joel has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joel Blattner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Joel Blattner is dually-registered as an Investment Advisor Representative with Avaii Wealth Management, LLC ("Avaii" -- since 09/2018) and as a Registered Representative with Private Client Services, LLC ("PCS" -- since 09/2018). All business is conducted from 2101 N Casaloma Dr, Appleton, WI 54913. Approximately 90% of Mr. Blattners' time is for services as an Investment Advisor Representative and the balance as a Registered Representative. Avaii and PCS are not affiliated entities. 2) Joel Blattner is also a licensed insurance professional conducting business from the same business address. Less than 5% of Mr. Blattner's time is for services as an insurance professional.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Thomas Blattner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

September 6, 2018 - Present

AVAII WEALTH MANAGEMENT, LLC

Office #1: 2101 N Casaloma Dr, Appleton, WI 54913

RIA

CRD#: 298165

Appleton, WI

Past

September 6, 2018 - September 1, 2023

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

APPLETON, WI

Past

May 13, 2014 - September 6, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

APPLETON, WI

Past

May 13, 2014 - September 6, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

APPLETON, WI

Past

April 2, 2012 - April 22, 2014

PACKERLAND BROKERAGE SERVICES, INC.

RIA

CRD#: 37031

GREEN BAY, WI

Past

April 2, 2012 - April 22, 2014

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

GREEN BAY, WI

Past

July 20, 2010 - April 2, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

APPLETON, WI

Past

July 20, 2010 - April 2, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

APPLETON, WI

Past

February 7, 2008 - June 17, 2010

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

January 23, 2008 - June 17, 2010

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

November 16, 2007 - June 17, 2010

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165 / SEC#: 801-113937

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(9/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/24/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/27/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/26/2007

General Securities Principal Examination

Current Firm

AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165 / SEC#: 801-113937

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

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Contact information

Main Address

2101 N Casaloma Dr, Appleton, WI 54913

Mailing Address

Phone number

(920) 214-1212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVAII DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (8/20/2025)

Regulatory assets under management

Total Number of Accounts	2,402
AUM (Assets Under Management)	$ 442,587,428

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joel T. Blattner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Thomas Blattner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PACKERLAND BROKERAGE SERVICES, INC.

PACKERLAND BROKERAGE SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INVESTMENT CENTERS OF AMERICA, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

Primary Firm SEC Registration

AVAII WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2008

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2007

Series 4

Date: 9/24/2009

Series 53

Date: 2/27/2009

Series 24

Date: 12/26/2007

Current Firm

AVAII WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVAII WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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