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AG

Ambar M. Garcia

DISTRIBUTION SERVICES
Dorado, PR 00646
Some features on this profile are disabled
CRD#: 5440452
AG

Professional summary

Ambar Mari Garcia, who also goes by Ambar Feliciano, Ambar Garcia, Ambar Vargas, is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Dorado, .

Ambar is registered as a RR (Registered Representative) and started their career in finance in 2014. Ambar has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 11 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ambar Feliciano | Ambar Garcia | Ambar Vargas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ambar Mari Garcia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2024 - Present

DISTRIBUTION SERVICES, LLC

Office #1: Lots 81-82, Street C Suite 206, Dorado, PR 00646
BD
CRD#: 25938
Dorado, PR
Past

May 12, 2021 - December 31, 2023

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Dorado, PR
Past

February 27, 2017 - July 22, 2019

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
JERSEY CITY, NJ
Past

May 10, 2014 - February 14, 2017

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/2/2024)
RR
New Jersey
(1/2/2024)
RR
New York
(1/2/2024)
RR
Puerto Rico
(1/2/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/2/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 11
Date: 5/9/2014
Assistant Representative-Order Processing Qualification Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DISTRIBUTION SERVICES, LLC
DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC

CRD#: 25938 / SEC#: , 8-42106

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Wisconsin since 09/27/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
TAYLOR, GORDON BURDETTEVP, CHIEF COMPLIANCE OFFICER2990648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DISTRIBUTION SERVICES, LLC

CRD#: 25938Dorado, PR 00646

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