Michael L. Albertson

TRADEWELL SECURITIES

FORT WAYNE, IN 46802

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CRD#: 5440171

Professional summary

Michael Lawrence Albertson, who also goes by Michael L Albertson, Mike Albertson, is a registered financial advisor currently at TRADEWELL SECURITIES, LLC located in Fort Wayne, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 7 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael L Albertson | Mike Albertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.INDIANA TAX ADVISORY GROUP INC,NON INVESTMENT RELATED,130 West Main Street, Suite #100, Fort Wayne, IN 46802. LICENSED AGENT RECOMMENDING INSURANCE AND ANNUITY SALES, PRESIDENT, 01/2002, 30% of his time to the tax business . 2.TRADEWELL TAX & FINANCIAL, NON INVESTMENT RELATED, 130 West Main Street, Suite #100, Fort Wayne, IN 46802. TAX ADVISORY AND TAX PREPARATION SERVICES, OWNER/MEMBER,10/2007, APPROXIMATELY 30% of his time to the tax business 3.UTOPIAN COFFEE - FORT WAYNE, IN. STARTED 01/2010. PASSIVE OWNERSHIP, INVESTOR, COFFEE ROASTER, NO DUTIES OR AUTHORITY 4. SHAREHOLDER OF A COFFEE WHOLESALE DISTRIBUTOR. ANNUAL SHAREHOLDER DISTRIBUTIONS\INSURANCE REPRESENTATIVE. COMMISSIONS ARE PAID BY THE COMPANY AND NOT THE CLEINT\TAX ADVISOR AND PREPARER. CUSTOMERS PAY FOR TAX PREPERATION AND ADVICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lawrence Albertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2025 - Present

TRADEWELL SECURITIES, LLC

Office #1: 130 West Main Street #100, Fort Wayne, IN 46802

RIA

CRD#: 332473

FORT WAYNE, IN

Past

October 15, 2018 - January 24, 2025

SECURE ASSET MANAGEMENT, L.L.C.

RIA

CRD#: 144046

Fort Wayne, IN

Past

October 2, 2018 - October 2, 2018

SECURE ASSET MANAGEMENT, L.L.C.

RIA

CRD#: 144046

Fort Wayne, IN

Past

April 9, 2013 - October 16, 2018

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

FORT WAYNE, IN

Past

June 20, 2011 - May 6, 2013

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

FORT WAYNE, IN

Past

April 27, 2009 - February 15, 2011

TRADEWELL TAX & FINANCIAL, LLC

RIA

CRD#: 149982

FORT WAYNE, IN

Past

August 6, 2008 - June 16, 2011

AMERICAN INVESTMENT SERVICES

RIA

CRD#: 144088

FORT WAYNE, IN

Past

October 30, 2007 - December 12, 2008

TRADEWELL TAX & FINANCIAL

RIA

CRD#: 145481

FORT WAYNE, IN

Past

October 17, 2007 - April 28, 2008

AMERICAN INVESTMENT SERVICES

RIA

CRD#: 144088

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWELL SECURITIES, LLC

INDIANA TAX ADVISORY GROUP, INC | TRADEWELL TAX & FINANCIAL | TRADEWELL SECURITIES, LLC

CRD#: 332473 / SEC#: 801-130935

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/16/2025)

IAR

Texas
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2007

Uniform Investment Adviser Law Examination

Current Firm

TRADEWELL SECURITIES, LLC

INDIANA TAX ADVISORY GROUP, INC | TRADEWELL TAX & FINANCIAL | TRADEWELL SECURITIES, LLC

CRD#: 332473 / SEC#: 801-130935

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

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Contact information

Main Address

130 West Main Street #100, Fort Wayne, IN 46802

Mailing Address

Phone number

(260) 490-2084

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- TRADEWELL SECURITIES, LLC (6/12/2025)

Regulatory assets under management

Total Number of Accounts	1,080
AUM (Assets Under Management)	$ 267,005,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael L. Albertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lawrence Albertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURE ASSET MANAGEMENT, L.L.C.

SECURE ASSET MANAGEMENT, L.L.C.

USA FINANCIAL SECURITIES LLC

COPPELL ADVISORY SOLUTIONS LLC

TRADEWELL TAX & FINANCIAL, LLC

AMERICAN INVESTMENT SERVICES

TRADEWELL TAX & FINANCIAL

AMERICAN INVESTMENT SERVICES

Primary Firm SEC Registration

TRADEWELL SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2007

Current Firm

TRADEWELL SECURITIES, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWELL SECURITIES, LLC

TRUST BUT VERIFY

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