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KC

Kenneth Ross Cornett

CRD# 54401·Registered 1998 - 2015
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Ross Cornett was a registered financial advisor. Kenneth was a previously registered financial advisor and started their career in finance 1998 - 2015. Kenneth had worked at 11 firms and has passed the Series 66, SIE, Series 62, Series 22, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

WFG ADVISORS, LP·CRD# 125073
RIA
Cypress, TX
May 31, 2012 - November 11, 2015
WFG INVESTMENTS, INC.·CRD# 22704
BD
Cypress, TX
May 31, 2012 - November 11, 2015
ONYX WEALTH ADVISORS, INC.·CRD# 119558
RIA
Dallas, TX
June 5, 2009 - June 12, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.·CRD# 103722
BD
Spring, TX
June 5, 2009 - April 20, 2012
D.H. HILL ADVISORS, INC.·CRD# 116324
RIA
Houston, TX
November 2, 2006 - June 10, 2009
D.H. HILL SECURITIES, LLLP·CRD# 41528
BD
Houston, TX
November 1, 2006 - June 8, 2009
VSG ASSET MANAGEMENT, LTD.·CRD# 130517
RIA
Houston, TX
June 3, 2004 - December 31, 2007
ASSOCIATED SECURITIES CORP.·CRD# 12969
RIA
Houston, TX
May 4, 2004 - October 31, 2006
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC·CRD# 104790
RIA
Houston, TX
April 26, 2004 - October 31, 2006
ASSOCIATED SECURITIES CORP.·CRD# 12969
BD
Houston, TX
March 11, 2004 - October 31, 2006
LEGACY ADVISORY SERVICES, INC.·CRD# 111027
RIA
Houston, TX
July 14, 2000 - December 31, 2003
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
May 19, 1998 - December 31, 2003

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Current Firm

WA
WFG ADVISORS, LP

ATLAS WEALTH ADVISORS | WFG ADVISORS, LP | THE RUDD COMPANY | ROSEHILL ASSET MANAGEMENT | BROOKS INVESTMENT PROFESSIONALS

CRD#: 125073 / SEC#: 801-61945

Contact Information

Main Address

2711 N Haskell Ave Suite 2900, Dallas, TX 75204

Documents

Latest Form ADV

Part 2 Brochures

WFGA WRAP PROGRAM BROCHURE 2016 (8/1/2016)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 1998About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Mar 2007

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 2006About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1998About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 1998About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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