Kenneth R. Cornett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Ross Cornett was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1998. Kenneth had worked at 11 firms and has passed the Series 66, SIE, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2012 - November 11, 2015
WFG ADVISORS, LP
May 31, 2012 - November 11, 2015
WFG INVESTMENTS, INC.
June 5, 2009 - June 12, 2012
ONYX WEALTH ADVISORS, INC.
June 5, 2009 - April 20, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
November 2, 2006 - June 10, 2009
D.H. HILL ADVISORS, INC.
November 1, 2006 - June 8, 2009
D.H. HILL SECURITIES, LLLP
June 3, 2004 - December 31, 2007
VSG ASSET MANAGEMENT, LTD.
May 4, 2004 - October 31, 2006
ASSOCIATED SECURITIES CORP.
April 26, 2004 - October 31, 2006
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
March 11, 2004 - October 31, 2006
ASSOCIATED SECURITIES CORP.
July 14, 2000 - December 31, 2003
LEGACY ADVISORY SERVICES, INC.
May 19, 1998 - December 31, 2003
LEGACY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/6/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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