Biao Pei
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Biao Pei was a registered financial professional .
Biao is a previously registered financial professional and started their career in finance in 2012. Biao had worked at 3 firms and has passed the Series 63, Series 3, Series 82TO, Series 22TO, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2024 - January 2, 2026
CASTLE HILL CAPITAL PARTNERS, INC.
March 10, 2021 - October 5, 2021
GROWTH CAPITAL SERVICES, INC.
March 16, 2020 - October 5, 2021
GROWTH CAPITAL SERVICES, INC.
June 22, 2012 - May 13, 2013
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 6/6/2024
Limited Representative-Private Securities OfferingsSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 7TO
Date: 3/16/2020
General Securities Representative ExaminationCurrent Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (37 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
