David R. Christie
Professional summary
David Rupam Christie, who also goes by David Christie, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2007. David has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Rupam Christie's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 6, 2015 - May 2, 2019
QUESTAR ASSET MANAGEMENT, INC.
August 5, 2015 - May 2, 2019
QUESTAR CAPITAL CORPORATION
September 17, 2013 - November 13, 2014
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 15, 2013 - August 29, 2013
ACCESS CAPITAL MANAGEMENT, LLC
November 16, 2007 - June 13, 2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2021)
(4/8/2021)
(7/12/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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