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GS

Gardenia O. Salas

GBM INTERNATIONAL
Houston, TX 77056
Some features on this profile are disabled
CRD#: 5439698
GS

Professional summary


Gardenia O Salas, who also goes by Gardenia Orquidea Paez, is a registered financial professional currently at GBM INTERNATIONAL, INC. located in Houston, Texas.

Gardenia is registered as a RR (Registered Representative) and started their career in finance in 2019. Gardenia has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gardenia Orquidea Paez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gardenia O Salas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 24, 2019 - Present

GBM INTERNATIONAL, INC.

Office #1: 2700 Post Oak Blvd., Suite 1110, Houston, TX 77056
BD
CRD#: 28684
Houston, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(11/6/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 11/6/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/23/2019
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


GI
GBM INTERNATIONAL, INC.
GBM INTERNATIONAL, INC.

CRD#: 28684 / SEC#: , 8-43882

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
2700 Post Oak Blvd., Suite 1110, Houston, TX 77056
Mailing Address
2700 Post Oak Blvd., Suite 1110, Houston, TX 77056
Phone number
(281) 745-9100
Established
Delaware since 04/26/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PORTFOLIO INVESTMENTS, INC.SHAREHOLDER
EATON, SAMANTHA MARIECHIEF COMPLIANCE OFFICER5223996
MACOUZET, JOSE ROBERTOPRESIDENT/GENERAL PRINCIPAL4058287
NUNN, RICHARD ANDREWVICE PRESIDENT-FINANCE1016528

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GBM INTERNATIONAL, INC.

CRD#: 28684Houston, TX 77056

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