Michael H. Brooks

PERFETTA CAPITAL

ATLANTA, GA

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CRD#: 5439554

Professional summary

Michael Harrison Brooks, who also goes by Michael Brooks, Mike Brooks, is a registered financial advisor currently at PERFETTA CAPITAL, LLC located in Atlanta, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Brooks | Mike Brooks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2009-PRESENT/INDEPENDENT INSURANCE AGENT/ATLANTA, GA/INVESTMENT (INSURANCE) RELATED/INSURANCE AGENT/INSURANCE SALES AND SERVICE VIA UNAFFILIATED ISSUERS AND AGENCIES/MAY INVOLVE APPROXIMATELY FIVE PERCENT OF TIME PER MONTH, INCLUDING DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Harrison Brooks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2024 - Present

PERFETTA CAPITAL, LLC

RIA

CRD#: 331779

ATLANTA, GA

Past

May 8, 2012 - January 22, 2025

SENTARA CAPITAL

RIA

CRD#: 161132

MARIETTA, GA

Past

September 1, 2009 - December 31, 2012

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA

CRD#: 143384

MARIETTA, GA

Past

July 8, 2008 - February 21, 2013

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

MARIETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/12/2024)

IAR

North Carolina
(3/25/2025)

IAR

Tennessee
(5/5/2025)

IAR

Texas
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/2008

General Securities Representative Examination

Current Firm

PERFETTA CAPITAL, LLC

CRD#: 331779 / SEC#:

Georgia

Registered Investment Advisory firm - (7/12/2024 Approved)

North Carolina

Registered Investment Advisory firm - (3/24/2025 Approved)

Tennessee

Registered Investment Advisory firm - (5/1/2025 Approved)

Texas

Registered Investment Advisory firm - (3/3/2025 Conditional Restricted)

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Contact information

Main Address

Atlanta, GA

Mailing Address

Phone number

(404) 983-8099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	331
AUM (Assets Under Management)	$ 40,824,661

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael H. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Harrison Brooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERFETTA CAPITAL, LLC

SENTARA CAPITAL

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RESOURCE HORIZONS GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2008

Series 7

Date: 7/7/2008

Current Firm

PERFETTA CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERFETTA CAPITAL, LLC

TRUST BUT VERIFY

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