Laura C. Collins

PROVIDENT WEALTH MANAGEMENT

Burlington, NC 27215

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CRD#: 5438804

Professional summary

Laura C Collins, who also goes by Laura Lee Coleman, Laura Coleman Collins, Laura Lee Collins, Laura Coleman Gammon, is a registered financial advisor currently at PROVIDENT WEALTH MANAGEMENT located in Burlington, North Carolina.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Laura has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Lee Coleman | Laura Coleman Collins | Laura Lee Collins | Laura Coleman Gammon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. - PROVIDENT INSURANCE GROUP,INC 1225 HUFFMAN MILL RD., BURLINGTON, NC CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, GROUP BENEFITS, LONG-TERM CARE INSURANCE AND TRADITIONAL LIFE INSURANCE PRODUCTS START DATE: 5/2002 HOURS PER MONTH: 80/80 DURING TRADING HOURS HOURS PER MONTH DURING TRADING HOURS: 40 2. GULFSTREAM CAPITAL PARTNERS, INC, 502 OAKLAND DRIVE, BURLINGTON, NC CATEGORY: REAL ESTATE BROKERAGE. INVESTMENT-RELATED: YES TITLE: CO-OWNER/VICE PRESIDENT DUTIES: BOOKKEEPER. START DATE: 6/2005 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0 3. CROSSHARBOUR PARTNERS, LLC; NOT INVESTMENT RELATED; 1225 HUFFMAN MILL RD., SUITE 203; MANAGING MEMBER AND CONSULTANT FOR NON QUAL. DEFERRED COMPENSATION STRATEGIES WITH ATTORNEYS AND CPAS. 15 HRS PER MONTH/15 HRS DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura C Collins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2019 - Present

PROVIDENT WEALTH MANAGEMENT

Office #1: 1225 Huffman Mill Rd Suite 203, Burlington, NC 27215

RIA

CRD#: 299389

Burlington, NC

Past

January 25, 2016 - March 30, 2016

GRADIENT INVESTMENTS, LLC

RIA

CRD#: 141726

Burlington, NC

Past

November 21, 2014 - August 21, 2019

OSAIC FS, INC.

RIA

CRD#: 3870

BURLINGTON, NC

Past

November 21, 2014 - August 21, 2019

OSAIC FS, INC.

CRD#: 3870

BURLINGTON, NC

Past

December 20, 2013 - December 8, 2014

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

BURLINGTON, NC

Past

December 2, 2013 - December 8, 2014

SIGNATOR INVESTORS, INC.

CRD#: 468

BURLINGTON, NC

Past

October 26, 2009 - January 2, 2014

PROVIDENT FINANCIAL GROUP OF THE CAROLINAS

RIA

CRD#: 145424

BURLINGTON, NC

Past

October 22, 2007 - December 31, 2007

PROVIDENT FINANCIAL GROUP OF THE CAROLINAS

RIA

CRD#: 145424

BURLINGTON, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/5/2019)

IAR

Texas
(6/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/5/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/4/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/2013

General Securities Representative Examination

Current Firm

PROVIDENT WEALTH MANAGEMENT

PROVIDENT FINANCIAL GROUP OF THE CAROLINAS | PROVIDENT WEALTH MANAGEMENT, INC. | PROVIDENT WEALTH MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT

CRD#: 299389 / SEC#:

North Carolina

Registered Investment Advisory firm - (9/5/2019 Approved)

Texas

Registered Investment Advisory firm - (11/27/2023 Approved)

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Contact information

Main Address

1225 Huffman Mill Rd Suite 203, Burlington, NC 27215

Mailing Address

Phone number

(336) 584-8884

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 33,412,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura C. Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura C Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT INVESTMENTS, LLC

OSAIC FS, INC.

OSAIC FS, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

PROVIDENT FINANCIAL GROUP OF THE CAROLINAS

PROVIDENT FINANCIAL GROUP OF THE CAROLINAS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/5/2013

Series 65

Date: 9/4/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/2/2013

Current Firm

PROVIDENT WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROVIDENT WEALTH MANAGEMENT

TRUST BUT VERIFY

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