Ryan P. Thomsen

FIRST OAK WEALTH MANAGEMENT

Raleigh, NC 27615

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CRD#: 5438732

Professional summary

Ryan Paul Thomsen, AIF®, CPWA®, who also goes by Ryan P Thomsen, Ryan Thomsen, is a registered financial advisor currently at FIRST OAK WEALTH MANAGEMENT, LLC located in Raleigh, North Carolina.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ryan has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan P Thomsen | Ryan Thomsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY RALEIGH, NC 27617 2/15/2015 OWNER LESS THAN 5 HOURS/WEEK, NONE DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Paul Thomsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CPWA^®

Certified Private Wealth Advisor

Start date: 2018-04-04

Expire date: 2024-03-31

Experience

Current

May 3, 2017 - Present

FIRST OAK WEALTH MANAGEMENT, LLC

Office #1: 9131 Anson Way Suite 200, Raleigh, NC 27615

RIA

CRD#: 288316

Raleigh, NC

Past

March 31, 2017 - May 3, 2017

HAYDEN ROYAL

RIA

CRD#: 170037

Raleigh, NC

Past

May 27, 2015 - April 3, 2017

OAK CITY CONSULTING, LLC

RIA

CRD#: 162220

DURHAM, NC

Past

August 10, 2010 - May 26, 2015

EDWARD JONES

RIA

CRD#: 250

DURHAM, NC

Past

July 30, 2010 - May 26, 2015

EDWARD JONES

CRD#: 250

DURHAM, NC

Past

November 28, 2008 - January 5, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CARY, NC

Past

January 1, 2008 - June 19, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CARY, NC

Past

December 12, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

CARY, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST OAK WEALTH MANAGEMENT, LLC

CRD#: 288316 / SEC#: 801-113049

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

North Carolina

Registered Investment Advisory firm - (5/11/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/6/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/19/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIRST OAK WEALTH MANAGEMENT, LLC

CRD#: 288316 / SEC#: 801-113049

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

North Carolina

Registered Investment Advisory firm - (5/11/2018 Terminated)

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Contact information

Main Address

9131 Anson Way Suite 200, Raleigh, NC 27615

Mailing Address

Phone number

(919) 421-1555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - 10.01.2025 (10/2/2025)

Regulatory assets under management

Total Number of Accounts	527
AUM (Assets Under Management)	$ 267,565,831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan P. Thomsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Paul Thomsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAYDEN ROYAL

OAK CITY CONSULTING, LLC

EDWARD JONES

EDWARD JONES

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

FIRST OAK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/6/2010

Series 63

Date: 12/19/2008

SIE

Date: 5/26/2015

Series 7

Date: 7/22/2010

Series 6

Date: 12/11/2007

Current Firm

FIRST OAK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST OAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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