Charles J. Daniels

SLATESTONE WEALTH LLC

Jupiter, FL 33458

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CRD#: 5438221

Professional summary

Charles John Daniels JR, who also goes by Charles Daniels, is a registered financial advisor currently at SLATESTONE WEALTH LLC located in Jupiter, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Charles has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Daniels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Daniels JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2021 - Present

SLATESTONE WEALTH LLC

Office #1: 661 University Blvd Suite 100, Jupiter, FL 33458

RIA

CRD#: 286669

Jupiter, FL

Past

February 18, 2010 - July 1, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

WEST PALM BEACH, FL

Past

January 4, 2010 - July 1, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

WEST PALM BEACH, FL

Past

January 2, 2008 - October 6, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PALM BEACH GARDENS, FL

Past

December 6, 2007 - October 6, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PALM BEACH GARDENS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLATESTONE WEALTH LLC

SLATESTONE PRIVATE CLIENT, LLC | SLATESTONE WEALTH LLC

CRD#: 286669 / SEC#: 801-110003

RIA

Registered Investment Advisory firm - (2/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/4/2021)

IAR

Texas
(6/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2007

General Securities Representative Examination

Current Firm

SLATESTONE WEALTH LLC

SLATESTONE PRIVATE CLIENT, LLC | SLATESTONE WEALTH LLC

CRD#: 286669 / SEC#: 801-110003

RIA

Registered Investment Advisory firm - (2/24/2017 Approved)

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Contact information

Main Address

661 University Blvd Suite 100, Jupiter, FL 33458

Mailing Address

Phone number

(561) 244-2504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SSW ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,543
AUM (Assets Under Management)	$ 1,653,938,437

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/25/2024	Cover Page	Report
01/18/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles J. Daniels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Daniels JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SLATESTONE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2021

Series 66

Date: 12/21/2007

SIE

Date: 7/1/2016

Series 7

Date: 12/5/2007

Current Firm

SLATESTONE WEALTH LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SLATESTONE WEALTH LLC

TRUST BUT VERIFY

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