Daniel A. Engel

STRATEGIC ADVISERS LLC | Financial Consultant

NEWTOWN SQUARE, PA

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CRD#: 5437677

Professional summary

Daniel A. Engel, who also goes by Daniel A Engel, Daniel Aaron Engel, Daniel Engel, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Newtown Square, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Princeton, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Biography

As your Financial Consultant with over 12 years experience helping High Net Worth clients, I understand the true meaning and value of working as a team toward a common goal. I value my relationships and enjoy being able to help individuals and families pursue their financial goals. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel A Engel | Daniel Aaron Engel | Daniel Engel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel A. Engel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Penn State University

Bachelor of Science (BS) - Labor and Industrial Relations

2007

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 3518 Rte1 North The Square At West Windsor, Princeton, NJ 08540-5924

RIA

CRD#: 104555

NEWTOWN SQUARE, PA

Current

July 6, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 3518 Rte1 North The Square At West Windsor, Princeton, NJ 08540

CRD#: 7784

Princeton, NJ

Past

July 8, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

PRINCETON, NJ

Past

October 26, 2018 - June 23, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAYNE, PA

Past

October 26, 2018 - June 23, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAYNE, PA

Past

March 15, 2017 - September 27, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

RADNOR, PA

Past

March 15, 2017 - September 27, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Radnor, PA

Past

March 15, 2017 - September 27, 2018

TD AMERITRADE, INC.

CRD#: 7870

RADNOR, PA

Past

May 8, 2013 - March 1, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

MALVERN, PA

Past

May 8, 2013 - March 1, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

MALVERN, PA

Past

February 4, 2011 - November 7, 2011

MORGAN STANLEY

CRD#: 149777

BRYN MAWR, PA

Past

January 24, 2011 - November 7, 2011

MORGAN STANLEY

RIA

CRD#: 149777

BRYN MAWR, PA

Past

January 5, 2010 - August 23, 2010

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

POTTSTOWN, PA

Past

August 18, 2009 - August 23, 2010

FSC SECURITIES CORPORATION

CRD#: 7461

POTTSTOWN, PA

Past

June 19, 2008 - July 16, 2009

NEW ENGLAND SECURITIES

CRD#: 615

NEWTOWN SQUARE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/13/2025)

Arkansas
(7/8/2022)

California
(10/9/2020)

Connecticut
(8/29/2025)

Delaware
(7/10/2020)

Florida
(7/6/2020)

Georgia
(2/17/2021)

Illinois
(5/13/2025)

Indiana
(2/12/2021)

Kentucky
(8/6/2024)

Maryland
(5/18/2023)

Massachusetts
(5/18/2023)

Michigan
(10/8/2021)

New Hampshire
(3/12/2021)

New Jersey
(7/6/2020)

IAR

New Jersey
(3/31/2025)

New York
(7/6/2020)

North Carolina
(6/4/2021)

Ohio
(2/18/2021)

Pennsylvania
(7/6/2020)

IAR

Pennsylvania
(3/31/2025)

Puerto Rico
(8/29/2025)

South Carolina
(7/10/2020)

Tennessee
(3/4/2022)

Texas
(2/12/2021)

IAR

Texas
(3/31/2025)

Virgin Islands
(8/29/2025)

Virginia
(6/4/2021)

Washington
(10/9/2020)

West Virginia
(10/23/2025)

Wisconsin
(10/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/12/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/18/2008

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Daniel A. Engel

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel A. Engel's CRS (Customer Relationship Summary).

Certified licenses

Education

Penn State University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MORGAN STANLEY

MORGAN STANLEY

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2009

SIE

Date: 9/27/2018

Series 31

Date: 4/12/2011

Series 7

Date: 6/18/2008

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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