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John Sears Kuelbs

CRD# 5437333·Registered 2007 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Sears Kuelbs, who also goes by John S Kuelbs, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2007 - 2013. John had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John S Kuelbs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

PROVASI CAPITAL PARTNERS LP·CRD# 119539
BD
Addison, TX
October 19, 2010 - April 1, 2013
REALTY CAPITAL SECURITIES, LLC·CRD# 145454
BD
Grapevine, TX
November 3, 2009 - July 30, 2010
IMS SECURITIES, INC.·CRD# 35567
BD
Grapevine, TX
August 15, 2008 - October 16, 2009
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Westlake, TX
December 12, 2007 - August 7, 2008

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Current Firm

PC
PROVASI CAPITAL PARTNERS LP

BEHRINGER SECURITIES LP | PROVASI CAPITAL PARTNERS LP

CRD#: 119539 / SEC#: 8-65200
BD
Terminated by SEC on 02/05/2022

Contact Information

Established

Texas since 12/07/2001

Firm Type

Partnership

Fiscal Year End

June

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STRATERA PARTNERS, LLCLIMITED PARTNER—
COSTENBADER, WALTER RUSSELLCCO/FINOP1828345
MULLER, ROBERT FRANKLIN JRCHIEF EXECUTIVE OFFICER AND PRESIDENT1778892
STRATERA SERVICES, LLCGENERAL PARTNER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2008About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JK
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