WS
William J. Sefcik
GLOBAL VIEW CAPITAL MANAGEMENT LLC
PLEASANT GROVE, UT 84062
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CRD#: 5437192
WS
Professional summary
William John Sefcik, who also goes by Bill Sefcik, William J. Sefcik, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Pleasant Grove, Utah.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. William has worked at 5 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Sefcik | William J. Sefcik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] WJS AND ASSOCIATES, PC.; NOT INVESTMENT RELATED; ADDRESS: 233 SOUTH PLEASANT GROVE BOULEVARD, SUITE 102 PLEASANT GROVE, UT 84062; NATURE: TAX PLANNING, TERM PREPARATION, BOOKKEEPING, TAX CONSULTING, COMPILATION, REVIEWS; POSITION: OWNER/SOLE PROPRIETOR; STARTED: JANUARY 2001; APPROX. 160-200 HRS/MONTH; APPROX. 150-170 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: TAX PLANNING, TERM PREPARATION, TAX CONSULTING, BOOKKEEPING, COMPILATIONS AND REVIEWS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-17-2013; APPROX. 25 ADVISORY HRS/MONTH; APPROX. 25 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03-24-2015; APPROX. 10-15 HRS/MONTH; APPROX. 5-10 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [4] SEFCIK HOLDINGS CERRITOS LLC; NOT INVESTMENT RELATED; ADDRESS: 674 S. LAKE VIEW DRIVE, VINEYARD, UT 84059; NATURE: TAX PREPARATION SERVICE; POSITION: MANAGING MEMBER AND PARTIAL OWNER WITH THREE SONS; STARTED: 12.01.2021; APPROX. ZERO HOURS DURING TRADING HOURS; APPROX. 1-2 HRS/MONTH OUTSIDE TRADING; RESPONSIBILITIES: PROVIDE TAX PREPARATION SERVICES. THIS BUSINESS ACCOUNT IS USED TO HOLD MONEY TO LEND OUT TO MR. SEFCIK AND HIS SONS FOR PERSONAL BUSINESS INTERESTS. [5] SEFCIK HOLDINGS - BREA LLC; NOT INVESTMENT RELATED; ADDRESS: 955 EAST BIRCH STREET, SUITE 18, BREA, CA 92821; NATURE: FRANCHISE OF CRUMBI COOKIE; POSITION: MANAGING MEMBER, ACCOUNTANT AND PARTIAL OWNER WITH THREE SONS; STARTED: 11.01.2021; APPROX. 1 HR/MONTH DURING TRADING HOURS; APPROX. 1 HR/MONTH OUTSIDE TRADING; RESPONSIBILITIES: ACCOUNTNG AND TAX PREPARATION. [6] SEFCIK HOLDINGS ORANGE LLC' NOT INVESTMENT RELATED; ADDRESS: 1500 EAST VILLAGE WAY, SUITE F19A, ORANGE, CA 92865; NATURE: FRANCHISE OF CRUMBI COOKIE; POSITION: MANAGING MEMBER, ACCOUNTANT AND PARTIAL OWNER WITH THREE SONS; STARTED: 11.01.2021; APPROX. 5 HR/MONTH DURING TRADING HOURS; APPROX. 5 HR/MONTH OUTSIDE TRADING; RESPONSIBILITIES: TAX RETURN PREPARATION. [7] SEFCIK HOLDINGS LA HABRA LLC; NOT INVESTMENT RELATED; ADDRESS: 1901 W IMPERIAL HIGHWAY, SUITE C, LA HABRA, CA 90631; NATURE: BAKERY-GORMETCOOKIES (i.e. CRUMBI COOKIES); POSITION: MANAGING MEMBER, ACCOUNTANT AND PARTIAL OWNER WITH THREE SONS; STARTED: 11.1.2021; APPROX. 10 HRS/MONTH DURING TRADING HOURS; APPROX. 10 HR/MONTH OUTSIDE TRADING; RESPONSIBILITIES: ACCOUNTING AND TAX PREPARATION.
CRS (Client Relationship Summary) - RIA
Click below to view William John Sefcik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 233 South Pleasant Grove Boulevard Suite 102, Pleasant Grove, UT 84062RIA
CRD#: 158292
PLEASANT GROVE, UT
Past
January 16, 2014 - September 5, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
PLEASANT GROVE, UT
Past
November 10, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
PLEASANT GROVE, UT
Past
November 9, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
PLEASANT GROVE, UT
Past
August 6, 2009 - November 9, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DRAPER, UT
Past
July 13, 2009 - November 9, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
DRAPER, UT
Past
October 23, 2007 - August 20, 2008
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LEHI, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(1/6/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Pleasant Grove, UT 84062TRUST BUT VERIFY
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