BJ
Brett R. Jacobs
KESTRA ADVISORY SERVICES
Bradenton, FL
Some features on this profile are disabled
CRD#: 5437151
BJ
Professional summary
Brett Randall Jacobs is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bradenton, Florida and KESTRA INVESTMENT SERVICES, LLC located in Bradenton, Florida.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brett has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Cormac Benefits Group Inv Rel: Yes Address: 2200 S. Main St. Suite 100 Lombard IL 60148 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position: Owner Start Date: 10/1/2006 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) DESC: Broker Business Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Investment advisory services Business Name: Cormac Financial Group Inv Rel: Yes Address: 8915 Winding Trail St John IN 46373 NOB: Real Estate Position: My wife and I own the two condominiums Start Date: 11/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: I rent the condominiums to tenants and deposit the rent checks into my personal checking account. Occasionally, there are maintenance issues which I have to hire a repair man/plumber. Business Name: Brett Jaocbs Inv Rel: No Address: Indiana University Northwest School of Business Dean's Advisory Board Gary IN 46408 NOB: Board Position (Board of Directors, Board of Trustees, etc.) Position: Board Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: Assist the Dean of the School of Business and Economics for Indiana University Northwest on relevance in the business community, curriculum, and accreditation Business Name: WT PARTNERS POS: I will have no Position or Title other than investor NOB: it will make a passive investment into a startup company INV REL: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 9421 Joliet St, ste C, St John IN 46373 DESC: I will have no obligations or duties Business Name: ASSOCIATED AGENCIES POS: Vice President NOB: Insurance INV REL: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 01/08/2024 ADDRESS: 1701 Golf Rd, ste 3-700, Rolling Meadows IL 60008 DESC: Managing Existing clients and cross selling employee benefit insurance and 401(k) plans to their existing clients.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Randall Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Bradenton, FL
Current
September 25, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Bradenton, FL
Past
September 25, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
October 13, 2008 - September 19, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
LOMBARD, IL
Past
October 26, 2007 - September 19, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
LOMBARD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2024)
RR
Delaware(1/2/2019)
RR
Florida(7/19/2024)
IAR
Florida(7/24/2024)
RR
Illinois(9/25/2014)
IAR
Illinois(4/18/2016)
RR
Indiana(9/25/2014)
IAR
Indiana(8/21/2023)
RR
Kentucky(11/16/2023)
RR
North Carolina(5/14/2025)
RR
Ohio(9/25/2014)
RR
Pennsylvania(5/2/2017)
RR
South Carolina(5/14/2025)
RR
Texas(5/12/2025)
IAR
Texas(5/13/2025)
RR
Wisconsin(9/25/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
