Martin L. Kerns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Lane Kerns II, who also goes by Martin Lane Kerns, Marty Kerns, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2007. Martin had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2022 - October 1, 2024
ICON WEALTH PARTNERS
February 1, 2021 - August 1, 2022
ICON WEALTH PARTNERS, LLC
June 6, 2016 - September 24, 2024
WORLD INVESTMENT ADVISORS, LLC
October 11, 2007 - May 10, 2021
KERNS CAPITAL MANAGEMENT, INC.
Primary Firm SEC Registration
ICON WEALTH PARTNERS
CRD#: 319609 / SEC#: 801-125893
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ICON WEALTH PARTNERS
CRD#: 319609 / SEC#: 801-125893
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,238 |
| AUM (Assets Under Management) | $ 2,254,300,468 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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