Maxime F. Jean-louis

PROSPERITUS WEALTH ADVISORS

Coral Springs, FL 33076

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CRD#: 5436759

Professional summary

Maxime Fleming Jean-louis, who also goes by Maxime Fleming Jean-louis, is a registered financial advisor currently at PROSPERITUS WEALTH ADVISORS located in Coral Springs, Florida.

Maxime is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Maxime has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maxime Fleming Jean-Louis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSPIRI STRATEGIC MANAGEMENT - 11555 Heron Bay Boulevard, Suite No. 305, Coral Springs Florida, 33076; YES INVESTMENT RELATED, OPERATING ENTITY USED AS CONDUIT FOR BUSINESS INCOME/EXPENSES RESULTING FROM INVESTMENT ADVISOR REPRESENTATIVE AND INSURANCE INCLUDING LIFE, HEALTH AND ANNUITY BUSINESS; 5% OF TIME SPENT 2) Young Haitian Doctors Network, Inc., Not investment Related, Address:2710 Needle Palm Dr, Edgewater, FL 32141, Nature: Create Networking opportunities, foster mentorship, and serve the Haitian Community, Position / Title / Relationship: Relationship VP, Start Date: 07/2024, Hours per Month: 4, HOurs During Trading hours: 0, Duties: Collaborate with the executive team on strategic planning and ensures the organization's financial health and sustainability.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxime Fleming Jean-louis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2020 - Present

PROSPERITUS WEALTH ADVISORS

Office #1: 11555 Heron Bay Blvd, Suite 305, Coral Springs, FL 33076

RIA

CRD#: 306630

Coral Springs, FL

Past

December 18, 2018 - February 4, 2020

AVENIR PRIVATE ADVISORS, LLC

RIA

CRD#: 298064

Coral Springs, FL

Past

June 6, 2017 - June 29, 2018

KOVACK SECURITIES INC.

CRD#: 44848

Coral Springs, FL

Past

April 22, 2013 - December 31, 2018

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

FORT LAUDERDALE, FL

Past

April 3, 2013 - June 8, 2017

CAPITAL GUARDIAN, LLC

CRD#: 137919

FT LAUDERDALE, FL

Past

January 17, 2008 - April 5, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

December 21, 2007 - April 5, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/30/2020)

IAR

New York
(6/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2007

General Securities Representative Examination

Current Firm

PROSPERITUS WEALTH ADVISORS

PROSPERITUS WEALTH ADIVSORS, LLC | PROSPERITUS WEALTH, LLC | PROSPERITUS WEALTH ADVISORS, LLC | PROSPERITUS WEALTH ADVISORS

CRD#: 306630 / SEC#:

Florida

Registered Investment Advisory firm - (1/21/2020 Approved)

New York

Registered Investment Advisory firm - (6/4/2021 Approved)

Texas

Registered Investment Advisory firm - (3/9/2021 Conditional Restricted)

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Contact information

Main Address

11555 Heron Bay Blvd, Suite 305, Coral Springs, FL 33076

Mailing Address

Phone number

(954) 400-1470

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 60,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maxime F. Jean-louis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxime Fleming Jean-louis's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITUS WEALTH ADVISORS

AVENIR PRIVATE ADVISORS, LLC

KOVACK SECURITIES INC.

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2008

SIE

Date: 6/29/2018

Series 7

Date: 12/20/2007

Current Firm

PROSPERITUS WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROSPERITUS WEALTH ADVISORS

TRUST BUT VERIFY

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