Lauren A. Rivera

PURUS WEALTH MANAGEMENT

Newport Beach, CA 92660

Some features on this profile are disabled

CRD#: 5436745

Professional summary

Lauren Ashley Rivera, who also goes by Lauren Ashley Goldfluss, Lauren Goldfluss, is a registered financial advisor currently at PURUS WEALTH MANAGEMENT, LLC located in Newport Beach, California.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lauren has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren Ashley Goldfluss | Lauren Goldfluss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1/09-PRESENT; VARIOUS INSURANCE CARRIERS, TRABUCO CANYON, CA; INSURANCE SALES; INSURANCE AGENT; INVESTMENT RELATED. 5/10-PRESENT, MANB INC, SAN CLEMENTE, CA, NOT INVEST RLTD, MARKETING, CONSULTANT, 80 HRS/MO, 3 HRS DURING SEC TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Ashley Rivera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2015 - Present

PURUS WEALTH MANAGEMENT, LLC

Office #1: 4675 Macarthur Court Suite 770, Newport Beach, CA 92660

RIA

CRD#: 174490

Newport Beach, CA

Past

March 4, 2009 - February 4, 2015

WADDELL & REED

RIA

CRD#: 866

COSTA MESA, CA

Past

February 18, 2009 - February 4, 2015

WADDELL & REED

CRD#: 866

COSTA MESA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PURUS WEALTH MANAGEMENT, LLC

MANB INC. | PURUS WEALTH MANAGEMENT, LLC

CRD#: 174490 / SEC#: 801-80854

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2009

General Securities Representative Examination

Current Firm

PURUS WEALTH MANAGEMENT, LLC

MANB INC. | PURUS WEALTH MANAGEMENT, LLC

CRD#: 174490 / SEC#: 801-80854

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4675 Macarthur Court Suite 770, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 356-6330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (6/20/2025)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (4/3/2025)

Regulatory assets under management

Total Number of Accounts	1,436
AUM (Assets Under Management)	$ 548,150,879

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lauren A. Rivera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Ashley Rivera's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURUS WEALTH MANAGEMENT, LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

PURUS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2009

SIE

Date: 2/4/2015

Series 7

Date: 2/17/2009

Current Firm

PURUS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PURUS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors