Eric T. Ludwig

STOCKBRIDGE PRIVATE WEALTH MANAGEMENT

Sun Prairie, WI

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CRD#: 5436713

Professional summary

Eric Thomas Ludwig, CFP® is a registered financial advisor currently at STOCKBRIDGE PRIVATE WEALTH MANAGEMENT, LLC located in Sun Prairie, Wisconsin.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eric has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The American College of Financial Services; Non-Investment Relates; Professor; Started 02/2023; Approximately 80 hours per month spent; 0 hours spent during trading hours; Teaching and Research. Kansas State University; Non Inv Rel; Adjunct Professor; Started xx/xxxx; teach classes in personal financial planning and advanced statistical methods.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Thomas Ludwig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 5, 2014 - Present

STOCKBRIDGE PRIVATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 171869

Sun Prairie, WI

Past

August 1, 2014 - April 9, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Sheboygan, WI

Past

November 19, 2007 - August 4, 2014

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

SHEBOYGAN, WI

Past

October 30, 2007 - August 4, 2014

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SHEBOYGAN, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/5/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2007

General Securities Representative Examination

Current Firm

STOCKBRIDGE PRIVATE WEALTH MANAGEMENT, LLC

ANYTIMEWEALTH | STOCKBRIDGE PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 171869 / SEC#:

Wisconsin

Registered Investment Advisory firm - (7/11/2014 Approved)

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Contact information

Main Address

Sun Prairie, WI

Mailing Address

Phone number

(920) 287-3010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 44,750,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric T. Ludwig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Thomas Ludwig's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOCKBRIDGE PRIVATE WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2007

SIE

Date: 4/9/2015

Series 7

Date: 10/29/2007

Current Firm

STOCKBRIDGE PRIVATE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STOCKBRIDGE PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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