EK
Eric J. Kulwicki
INTRUA FINANCIAL
Brookfield, WI 53045
Some features on this profile are disabled
CRD#: 5436565
EK
Professional summary
Eric J Kulwicki is a registered financial advisor currently at INTRUA FINANCIAL located in Brookfield, Wisconsin.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eric has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/11/2016 - FREEDOM WEALTH ALLIANCE - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 5/24/2016 - 4 Hours Per Month/1 Hours During Securities Trading - Time Spent 1%. 2. 6/7/2016 - Freedom Wealth Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 5/24/2016 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 99%. 3. Kulwicki Advisory Services, LLC - Investment related - Start Date: 02/04/2025 - 40 hrs/week - Owner - Company that primarily employs professionals that align with registered investment advisors to provide investment and other wealth management advisory services for a fee. Eric Kulwicki is an owner/employee of Kulwicki Advisory Services, LLC and is aligned with Intrua Financial, LLC to provide investment and other wealth management advisory services to clients. Kulwicki Insights and KulwickiInsights.com are assets owned by Kulwicki Advisory Services, LLC. KulwickiInsights.com provides insights on investments and other financial topics and provides information on Eric Kulwicki's wealth and investment advisory services that he offers. Kulwicki Advisory Services, LLC is a separate entity from Intrua Financial, LLC - Only Intrua compensates me through Kulwicki Advisory Services, LLC at this time. All investment advisory services that I receive a fee for is through my affiliation with Intrua. 4. Wisconsin Investor Education, LLC - Not Investment related - Start Date: 06/28/2021 - 2 hrs/month - Owner - Company that creates and provides access to investment and other financial education for a fee. Wisconsin Investor Education, LLC is a separate entity from Intrua Financial, LLC - Currently not working on behalf of any other firm as associated with this business and have yet to receive any revenues from any person or any firm.
CRS (Client Relationship Summary) - RIA
Click below to view Eric J Kulwicki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2024 - Present
INTRUA FINANCIAL
Office #1: 675 North Barker Road Suite 220, Brookfield, WI 53045RIA
CRD#: 281554
Brookfield, WI
Past
June 2, 2016 - August 3, 2023
FREEDOM WEALTH ALLIANCE
RIA
CRD#: 170456
BROOKFIELD, WI
Past
May 11, 2016 - August 21, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
BROOKFIELD, WI
Past
January 11, 2008 - May 11, 2016
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
MILWAUKEE, WI
Past
November 9, 2007 - May 11, 2016
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(2/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3737 Buffalo Speedway Suite 400, Houston, TX 77098
Mailing Address
Phone number
(713) 355-9910
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTRUA FINANCIAL
CRD#: 281554Brookfield, WI 53045TRUST BUT VERIFY
Monitor Eric Kulwicki
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
