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Eric J Kulwicki

INTRUA FINANCIAL
Brookfield, WI
·CRD# 5436565·19 years registered

Professional Summary

Eric J Kulwicki is a registered financial advisor currently at INTRUA FINANCIAL located in Brookfield, Wisconsin. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eric has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years registered in the securities industry

Current & Past Employments

Current

INTRUA FINANCIALCurrent·CRD# 281554
RIA
675 North Barker Road Suite 220, Brookfield, WI 53045
February 27, 2024 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413
BD
Brookfield, WI
May 11, 2016 - August 21, 2023
FREEDOM WEALTH ALLIANCEPast·CRD# 170456
RIA
Brookfield, WI
June 2, 2016 - August 3, 2023
ROBERT W. BAIRD & CO. INCORPORATEDPast·CRD# 8158
RIA
Milwaukee, WI
January 11, 2008 - May 11, 2016
ROBERT W. BAIRD & CO. INCORPORATEDPast·CRD# 8158
BD
Milwaukee, WI
November 9, 2007 - May 11, 2016

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Current Firm

IF
INTRUA FINANCIAL

COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | TA-CHECK FINANCIAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES

CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - SEC (10/23/2015 Approved)

Contact Information

Main Address

3737 Buffalo Speedway Suite 400, Houston, TX 77098

Phone Number

(713) 355-9910

# of Employees

53

SEC notice filing (36 States and Territories)

Registered to provide investment advisory services in 36 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INTRUA ADV PART 2A (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

7,272

AUM (Assets Under Management)

$1,747,007,902

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 5/11/2016 - FREEDOM WEALTH ALLIANCE - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 5/24/2016 - 4 Hours Per Month/1 Hours During Securities Trading - Time Spent 1%. 2. 6/7/2016 - Freedom Wealth Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 5/24/2016 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 99%. 3. Kulwicki Advisory Services, LLC - Investment related - Start Date: 02/04/2025 - 40 hrs/week - Owner - Company that primarily employs professionals that align with registered investment advisors to provide investment and other wealth management advisory services for a fee. Eric Kulwicki is an owner/employee of Kulwicki Advisory Services, LLC and is aligned with Intrua Financial, LLC to provide investment and other wealth management advisory services to clients. Kulwicki Insights and KulwickiInsights.com are assets owned by Kulwicki Advisory Services, LLC. KulwickiInsights.com provides insights on investments and other financial topics and provides information on Eric Kulwicki's wealth and investment advisory services that he offers. Kulwicki Advisory Services, LLC is a separate entity from Intrua Financial, LLC - Only Intrua compensates me through Kulwicki Advisory Services, LLC at this time. All investment advisory services that I receive a fee for is through my affiliation with Intrua. 4. Wisconsin Investor Education, LLC - Not Investment related - Start Date: 06/28/2021 - 2 hrs/month - Owner - Company that creates and provides access to investment and other financial education for a fee. Wisconsin Investor Education, LLC is a separate entity from Intrua Financial, LLC - Currently not working on behalf of any other firm as associated with this business and have yet to receive any revenues from any person or any firm.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL

COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | TA-CHECK FINANCIAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES

CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - SEC (10/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Wisconsin
(2/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 2007About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Eric J Kulwicki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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