David A. Lewis
Professional summary
David A Lewis, who also goes by Dave Lewis, David Anthony Lewis, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2008. David has worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David A Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2019 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005September 2, 2010 - March 1, 2019
J.P. MORGAN SECURITIES LLC
October 22, 2008 - August 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 55
Date: 2/18/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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