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BS

Brittany Smith

VANWEELDEN WEALTH MANAGEMENT
West Chester Township, OH 45069
Some features on this profile are disabled
CRD#: 5436000
BS

Professional summary

Brittany Smith, who also goes by Brittany Marie Felts, Brittany M Smith, Brittany Marie Smith, is a registered financial advisor currently at VANWEELDEN WEALTH MANAGEMENT, LLC located in West Chester Township, Ohio.

Brittany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brittany has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brittany Marie Felts | Brittany M Smith | Brittany Marie Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brittany Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2026 - Present

VANWEELDEN WEALTH MANAGEMENT, LLC

Office #1: 8905 Cincinnati Dayton Rd, West Chester Township, OH 45069
RIA
CRD#: 290308
West Chester Township, OH
Past

September 16, 2022 - July 17, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SHOREVIEW, MN
Past

September 15, 2022 - July 17, 2024

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

April 24, 2014 - June 9, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CINCINNATI, OH
Past

April 24, 2014 - June 9, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CINCINNATI, OH
Past

April 27, 2011 - February 21, 2014

MORGAN STANLEY

RIA
CRD#: 149777
CINCINNATI, OH
Past

April 4, 2011 - February 21, 2014

MORGAN STANLEY

BD
CRD#: 149777
CINCINNATI, OH
Past

January 22, 2009 - February 16, 2011

AUGUSTAR DISTRIBUTORS, INC.

BD
CRD#: 41081
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VANWEELDEN WEALTH MANAGEMENT, LLC
VANWEELDEN FINANCIAL GROUP | VANWEELDEN WEALTH MANAGEMENT, LLC | VANWEELDEN WEALTH MANAGEMENT | VANWEELDEN RETIREMENT ADVISORS

CRD#: 290308 / SEC#: 801-131024

RIA
Registered Investment Advisory firm - (8/30/2024 Approved)
Indiana
Registered Investment Advisory firm - (9/9/2024 Terminated)
Kentucky
Registered Investment Advisory firm - (9/5/2024 Terminated)
Ohio
Registered Investment Advisory firm - (9/5/2024 Terminated)
Texas
Registered Investment Advisory firm - (9/5/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(2/25/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/26/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/21/2009
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/16/2017
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/22/2017
General Securities Sales Supervisor - Options Module Examination

Current Firm

VW
VANWEELDEN WEALTH MANAGEMENT, LLC
VANWEELDEN FINANCIAL GROUP | VANWEELDEN WEALTH MANAGEMENT, LLC | VANWEELDEN WEALTH MANAGEMENT | VANWEELDEN RETIREMENT ADVISORS

CRD#: 290308 / SEC#: 801-131024

RIA
Registered Investment Advisory firm - (8/30/2024 Approved)
Indiana
Registered Investment Advisory firm - (9/9/2024 Terminated)
Kentucky
Registered Investment Advisory firm - (9/5/2024 Terminated)
Ohio
Registered Investment Advisory firm - (9/5/2024 Terminated)
Texas
Registered Investment Advisory firm - (9/5/2024 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8905 Cincinnati Dayton Rd, West Chester Township, OH 45069
Mailing Address
Phone number
(513) 942-8961
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VANWEELDEN WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (2/2/2026)

Regulatory assets under management

Total Number of Accounts581
AUM (Assets Under Management)$ 136,480,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VANWEELDEN WEALTH MANAGEMENT, LLC

CRD#: 290308West Chester Township, OH 45069

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