Justin M. Ross

RFS PARTNERS

Greenwood Village, CO 80111

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CRD#: 5435579

Professional summary

Justin M Ross, who also goes by Justin Ross, is a registered financial professional currently at RFS PARTNERS located in Greenwood Village, Colorado.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2007. Justin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Justin Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin M Ross's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2021 - Present

RFS PARTNERS

Office #1: 8480 Orchard Road E Suite 1200, Greenwood Village, CO 80111

CRD#: 18119

Greenwood Village, CO

Past

June 29, 2021 - December 10, 2021

REALIZED FINANCIAL, INC.

CRD#: 22333

AUSTIN, TX

Past

October 23, 2020 - January 15, 2021

ASCENDANT ALTERNATIVE STRATEGIES, LLC

CRD#: 283881

WHITE PLAINS, NY

Past

October 24, 2019 - December 10, 2019

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

AUSTIN, TX

Past

January 16, 2015 - October 27, 2017

SENTINEL FINANCIAL SERVICES COMPANY

CRD#: 31175

MONTPELIER, VT

Past

February 14, 2011 - January 13, 2015

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

November 7, 2007 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/28/2024)

Illinois
(1/3/2022)

Indiana
(3/4/2024)

Iowa
(1/3/2022)

Kansas
(1/3/2022)

Michigan
(1/3/2022)

Minnesota
(1/3/2022)

Missouri
(1/3/2022)

North Dakota
(1/3/2022)

Oklahoma
(1/3/2022)

South Dakota
(1/3/2022)

Texas
(1/3/2022)

Wisconsin
(1/3/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/15/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RFS PARTNERS

CRD#: 18119 / SEC#: , 8-36128

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1125 17th Street Suite 2550, Denver, CO 80202-1805

Mailing Address

1125 17th Street Suite 2550, Denver, CO 80202-1805

Phone number

(415) 378-5100

Established

California since 07/31/1985

Firm type

Partnership

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RICHARD F. SHELTON, INC.	GENERAL PARTNERS
ROGERS, STEPHEN CRAIG	CEO, PRESIDENT	2329685
CLARK, DENNIS PATRICK	MEMBER	1410280
DELLA FLORA, CARRIE WORCESTER	CHIEF COMPLIANCE OFFICER	4225260
MARTIN, BARRINGER HAROLD	MEMBER	4038450

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin M. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin M Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALIZED FINANCIAL, INC.

ASCENDANT ALTERNATIVE STRATEGIES, LLC

AMERITAS INVESTMENT COMPANY, LLC

SENTINEL FINANCIAL SERVICES COMPANY

PIMCO INVESTMENTS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/15/2008

SIE

Date: 10/27/2017

Series 7

Date: 11/6/2007

FINRA

Current Firm

RFS PARTNERS

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RFS PARTNERS

TRUST BUT VERIFY

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