Sterling C. Jack

COLWYN INVESTMENTS LC

SOUTH JORDAN, UT 84095

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CRD#: 5435519

Professional summary

Sterling Christen Jack, who also goes by Jack Christen Sterling, is a registered financial advisor currently at COLWYN INVESTMENTS LC located in South Jordan, Utah.

Sterling is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sterling has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Christen Sterling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HISTORIC LDS TOURS INC./ SOUTH JORDAN, UT 84095/ NON INVESTMENT RELATED/ TOUR GUIDE/ 20 HOURS PER YEAR DEVOTED. 2. PROFESSOR/NON INVESTMENT RELATED/TEACH BUSINESS CLASSES/20 HOURS PER YEAR DEVOTED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sterling Christen Jack's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2014 - Present

COLWYN INVESTMENTS LC

Office #1: 10923 S Redwood Road, South Jordan, UT 84095

RIA

CRD#: 171858

SOUTH JORDAN, UT

Past

July 2, 2013 - July 18, 2014

CABOT LODGE SECURITIES LLC

CRD#: 159712

SOUTH JORDAN, UT

Past

October 5, 2011 - July 21, 2014

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

SCHAUMBURG, IL

Past

October 3, 2011 - July 3, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

WEST JORDAN, UT

Past

October 19, 2007 - September 30, 2011

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

SOUTH JORDAN, UT

Past

October 12, 2007 - September 30, 2011

WORKMAN SECURITIES CORPORATION

CRD#: 31898

SOUTH JORDAN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/11/2007

General Securities Representative Examination

Current Firm

COLWYN INVESTMENTS LC

COLWYN INVESTMENTS | THE WESTMINSTER GROUP INC. | THE WESTMINSTER GROUP | COLWYN INVESTMENTS LC

CRD#: 171858 / SEC#:

California

Registered Investment Advisory firm - (12/25/2024 Terminated)

Utah

Registered Investment Advisory firm - (6/30/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10923 S Redwood Road, South Jordan, UT 84095

Mailing Address

Phone number

(801) 254-0084

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	603
AUM (Assets Under Management)	$ 65,379,068

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sterling C. Jack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sterling Christen Jack's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLWYN INVESTMENTS LC

CABOT LODGE SECURITIES LLC

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2007

Series 7

Date: 10/11/2007

Current Firm

COLWYN INVESTMENTS LC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLWYN INVESTMENTS LC

TRUST BUT VERIFY

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