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Bradley D. Mccord

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CRD#: 5435128
BM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Dennis Mccord, who also goes by Brad Mccord, was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 2008. Bradley had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brad Mccord

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 7, 2011 - June 10, 2021

PASSCO CAPITAL, INC.

BD
CRD#: 117323
IRVINE, CA
Past

May 4, 2010 - January 31, 2011

GRUBB & ELLIS SECURITIES, INC.

BD
CRD#: 17932
SANTA ANA, CA
Past

January 4, 2010 - April 30, 2010

TNP SECURITIES, LLC

BD
CRD#: 149178
WALNUT CREEK, CA
Past

June 12, 2009 - November 30, 2009

PRIVATE ASSET GROUP, INC.

BD
CRD#: 142541
CARLSBAD, CA
Past

June 4, 2009 - June 16, 2009

LIGHTHOUSE CAPITAL CORPORATION

BD
CRD#: 41812
MONTEREY, CA
Past

March 20, 2009 - June 5, 2009

CAPWEST SECURITIES, INC.

BD
CRD#: 30002
CARLSBAD, CA
Past

June 16, 2008 - March 24, 2009

LIGHTHOUSE CAPITAL CORPORATION

BD
CRD#: 41812
MONTEREY, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/9/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PC
PASSCO CAPITAL, INC.
PASSCO CAPITAL, INC.

CRD#: 117323 / SEC#: , 8-53591

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
2050 Main Street Suite 650, Irvine, CA 92614
Mailing Address
2050 Maiin Street Suite 650, Irvine, CA 92614
Phone number
(949) 442-1000
Established
California since 03/16/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PASSCO COMPANIES, LLCOWNER
JAHNCKE, THOMAS BOOKCHIEF COMPLIANCE OFFICER1078444
JAHNCKE, THOMAS BOOKFINOP1078444
JAHNCKE, THOMAS BOOKPRESIDENT/CFO1078444
PASSO, WILLIAM OLAFEXVP/SECRETARY1577661

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PASSCO CAPITAL, INC.

CRD#: 117323

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