Chad Stapleton
CIMA®Professional Summary
Chad Stapleton, CIMA®, who also goes by Chad Stapleton, Chad Michael Stapleton, is a registered financial advisor currently at U.S. BANCORP INVESTMENTS, INC. located in Denver, Colorado. Chad is registered as a RR (Registered Representative) and started their career in finance in 2007. Chad has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chad Stapleton, Chad Michael Stapleton
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
Contact Information
Main Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107Mailing Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107Phone Number
(800) 888-4700Established
Delaware since 02/25/1974Firm Type
CorporationFiscal Year End
DecemberFirm Size
Large# of Employees
2,148FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE SHAREHOLDER | — |
| BEJASA, EILEEN | CHIEF OPERATIONS OFFICER AND DIRECTOR | 7002808 |
| CHOKSHI, KIRIT VINOD | DIRECTOR | 1849164 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER AND DIRECTOR | 5829700 |
| CLARK, VANESSA L | CHIEF LEGAL OFFICER | 6563101 |
| DONNELLY, SHANNON MCCRARY | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2429382 |
| NAMJOSHI, NITIN SUHAS | DIRECTOR | 5902293 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 5025315 |
| SCHUMER, RONALD EDWARD | DIRECTOR | 2671949 |
| SCOTT, GEORGE MAULDIN III | DIRECTOR | 4902301 |
| WHANG, JAMES | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2737019 |
Regulatory Assets Under Management
Total Number of Accounts
65,208AUM (Assets Under Management)
$22,940,857,825Disclosures
Regulatory Event
16Arbitration
13Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | Cover Page | Report |
| 12/19/2024 | Cover Page | Report |
| 11/21/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/2/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2007About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Chad Stapleton's CRS (Customer Relationship Summary).
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