Jaechul Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaechul Lee, who also goes by Charlie Lee, Jae Lee, was a registered financial professional .
Jaechul is a previously registered financial professional and started their career in finance in 2007. Jaechul had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2018 - November 16, 2018
ESPY ASSET MANAGEMENT LLC
February 4, 2008 - December 2, 2011
SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC
November 30, 2007 - January 25, 2008
EQUITABLE ADVISORS, LLC
November 19, 2007 - January 25, 2008
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESPY ASSET MANAGEMENT LLC
CRD#: 291066 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
