Kiyumars Kalhor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kiyumars Kalhor was a registered financial professional .
Kiyumars is a previously registered financial professional and started their career in finance in 2007. Kiyumars had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - March 31, 2015
FIRST FOUNDATION ADVISORS
March 24, 2014 - August 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
March 14, 2014 - August 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 28, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 28, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 27, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
July 20, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 1, 2008 - December 9, 2008
WELLS FARGO INVESTMENTS, LLC
December 17, 2007 - December 9, 2008
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
FIRST FOUNDATION ADVISORS
CRD#: 106075 / SEC#: 801-35973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST FOUNDATION ADVISORS
CRD#: 106075 / SEC#: 801-35973
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,945 |
| AUM (Assets Under Management) | $ 5,445,880,088 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 12/04/2024 | ||
| 09/27/2024 | ||
| 08/30/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
