Phillip G. Trueblood

TRUEBLOOD WEALTH MANAGEMENT

Lima, OH 45806

Some features on this profile are disabled

CRD#: 5434510

Professional summary

Phillip Geoffrey Trueblood is a registered financial advisor currently at TRUEBLOOD WEALTH MANAGEMENT, LLC located in Lima, Ohio.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Phillip has worked at 5 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Trueblood Wealth Management, LLC. Investment Related. At Registered Location. Financial Advice. Advisor and Owner. 05/2022. 160 Hrs/Mo; All During Trading Hours. Provide Financial Advice and Guidance. 2. PKS Financial. Investment Related. 80 State Street, Albany, NY 12207. Fixed / Traditional Insurance. Agent. 05/2022. 10 Hrs/Mo; All During Trading Hours. Sales of Fixed / Traditional Insurance Products. 3. The Lima Shawnee Alumni Legacy Scholarship Fund. 3333 Zurmehly Rd, Lima, OH 45806. College Scholarship for High School Students. Board Member. 09/2021. 2 Hrs/Mo; 1 During Trading Hours. Help with the Governing Rules and New Board Member Process. 4. Fixed Insurance. Investment Related. At Reported Location. Fixed / Traditional Insurance. Agent. 05/2022. 10 Hrs/Mo; All During Trading Hours. Sales of Fixed / Traditional Insurance Products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Geoffrey Trueblood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2022 - Present

TRUEBLOOD WEALTH MANAGEMENT, LLC

Office #1: 2500 Shawnee Road Suite A, Lima, OH 45806

RIA

CRD#: 321659

Lima, OH

Past

May 11, 2022 - December 31, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Lima, OH

Past

July 29, 2011 - May 10, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

LIMA, OH

Past

July 28, 2011 - May 10, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

LIMA, OH

Past

January 2, 2008 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

LIMA, OH

Past

January 1, 2008 - July 29, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LIMA, OH

Past

January 1, 2008 - July 29, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LIMA, OH

Past

December 10, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

LIMA, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUEBLOOD WEALTH MANAGEMENT, LLC

CRD#: 321659 / SEC#: 801-125794

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/6/2022)

IAR

Texas
(6/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2007

General Securities Representative Examination

Current Firm

TRUEBLOOD WEALTH MANAGEMENT, LLC

CRD#: 321659 / SEC#: 801-125794

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2500 Shawnee Road Suite A, Lima, OH 45806

Mailing Address

Phone number

(419) 812-2998

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	973
AUM (Assets Under Management)	$ 430,821,462

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Conticelli

INTERACTIVE FINANCIAL ADVISORS

IAR

Cape Coral, FL

Lindsey Shinners

EMPOWER ADVISORY GROUP, LLC

IAR

Duluth, MN

Waneta Jaikarran

E1 ASSET MANAGEMENT, INC.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Phillip G. Trueblood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Geoffrey Trueblood's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

A. G. EDWARDS & SONS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

TRUEBLOOD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2007

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2007

Current Firm

TRUEBLOOD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUEBLOOD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors