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Melody Nicomedes Duenas

DIRECTED SERVICES
CEBU CITY,
·CRD# 5434352·19 years experience

Professional Summary

Melody Nicomedes Duenas, who also goes by Melody Amaya Duenas, Melody Nicomedes Dueñas, Mel Duenas, Melody Joy Amaya Nicomedes, is a registered financial advisor currently at DIRECTED SERVICES LLC. Melody is registered as a RR (Registered Representative) and started their career in finance in 2007. Melody has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Melody Amaya Duenas, Melody Nicomedes Dueñas, Mel Duenas, Melody Joy Amaya Nicomedes

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

DIRECTED SERVICES LLC·CRD# 21675
BD
1. 12th Floor, Skyrise 4 Building Block 2 Lot 4 Cebu It Park, Cebu City 60002. Giga Tower 22nd To 29th Floors Bridgetowne Road, Ugong Norte, Quezon City, Metro Manila 1110
May 20, 2013 - Present
SLD AMERICA EQUITIES, INC.·CRD# 36259
BD
Pasig City, Metro Manila
July 11, 2013 - June 29, 2018
E*TRADE SECURITIES LLC·CRD# 29106
BD
Makati City, Manila Metro
November 7, 2007 - November 27, 2012

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Current Firm

DS
DIRECTED SERVICES LLC

DIRECTED SERVICES LLC | DIRECTED SERVICES, LLC | DIRECTED SERVICES, INC.

CRD#: 21675 / SEC#: 801-32675, 8-39104
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Suite 200 100, Scottsdale, AZ 85258

Mailing Address

Suite 1350 699 Walnut Street, Des Moines, IA 50309

Phone Number

(515) 410-3008

Established

Delaware since 12/12/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
VENERABLE HOLDINGS, INCSHAREHOLDER—
BROWN, KENNETH LEEPRESIDENT, CHIEF EXECUTIVE OFFICER, BOARD MEMBER5621811
ELLIS, ANGELA LEACHIEF COMPLIANCE OFFICER5969191
GELFAND, RICHARD EDWARDCHIEF FINANCIAL OFFICER5255203
HARDING, KRISTI LYNNBOARD MEMBER4017100

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2007About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2014About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Melody Nicomedes Duenas's CRS (Customer Relationship Summary).

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