Laura Simione
Professional summary
Laura Simione, who also goes by Laura Anne Simione, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2008. Laura has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Simione's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 320 Park Avenue 30th Floor, New York, NY 10022March 10, 2025 - September 17, 2025
FINALIS SECURITIES LLC
October 19, 2024 - March 11, 2025
STONEHAVEN, LLC
December 14, 2022 - August 28, 2023
QUASAR DISTRIBUTORS, LLC
December 8, 2020 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
August 25, 2017 - December 31, 2020
QUASAR DISTRIBUTORS, LLC
October 24, 2016 - August 11, 2017
FORESIDE FUND SERVICES, LLC
October 25, 2012 - July 19, 2016
BARON CAPITAL, INC.
May 26, 2011 - October 15, 2012
ALPS DISTRIBUTORS, INC.
September 17, 2010 - May 23, 2011
CITIGROUP GLOBAL MARKETS INC.
March 2, 2010 - May 23, 2011
CITIGROUP GLOBAL MARKETS INC.
March 25, 2008 - February 2, 2010
FRANKLIN DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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