TT
Thomas C. Tenaglia
PARK AVENUE SECURITIES LLC
Mt Pleasant, SC 29464
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CRD#: 5433964
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Professional summary
Thomas Christian Tenaglia, who also goes by Thomas Teneglia, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Mt Pleasant, South Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Teneglia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tenaglia & Associates, Inc, Start: 4/8/2015, Address: 928 Richter Way, Mount Pleasant, SC 29464, 5 total hours per month; 5 during securities trading, Investment Related, No Annual Compensation, 2) Hunt Financial Group, Start: 11/15/2017, Address: 887 Johnnie Dodds Blvd, Suite 110, Mount Pleasant, SC 29464, 10 total hours per month; 10 during securities trading, Not Investment Related, Less than 10% of annual compensation, 3) Cockaboose #21, LLC, Start: 2/1/2021, Address: 1006 Bluff Rd, Unit 21, Columbia, SC 29201, 0 total hours per month, Investment Related, No Annual Compensation, 4) Consultant, Start: 3/1/2014, Address: 928 Richter Way Mt. Pleasant, SC 29464, 160 total hours per month; 160 during securities trading, Investment Related, Greater than 10% Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Christian Tenaglia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas Christian Tenaglia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1036 Lansing Drive Suite 200, Mt Pleasant, SC 29464RIA
BD
CRD#: 46173
Mt Pleasant, SC
Current
December 16, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1036 Lansing Drive Suite 200, Mt Pleasant, SC 29464RIA
BD
CRD#: 46173
Mt Pleasant, SC
Past
July 20, 2022 - December 10, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Mount Pleasant, SC
Past
July 1, 2022 - December 10, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Mount Pleasant, SC
Past
April 30, 2014 - July 15, 2022
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MT PLEASANT, SC
Past
April 16, 2014 - July 15, 2022
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MT PLEASANT, SC
Past
August 18, 2009 - October 14, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
CHARLOTTE, NC
Past
September 9, 2008 - October 14, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CHARLOTTE, NC
Past
January 18, 2008 - May 1, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
South Carolina(12/16/2024)
IAR
South Carolina(12/16/2024)
RR
Tennessee(12/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
