Daniel J. Madden

MADDEN FUNDS MANAGEMENT

Oak Park, IL 60301

Some features on this profile are disabled

CRD#: 5433746

Professional summary

Daniel Joseph Madden is a registered financial advisor currently at MADDEN FUNDS MANAGEMENT located in Oak Park, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Daniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Madden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2007 - Present

MADDEN FUNDS MANAGEMENT

Office #1: 1010 Lake Street Suite 604, Oak Park, IL 60301

RIA

CRD#: 110309

Oak Park, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADDEN FUNDS MANAGEMENT

MADDEN FUNDS MANAGEMENT | MADDEN FUNDS MANAGEMENT LTD.

CRD#: 110309 / SEC#: 801-49640

RIA

Registered Investment Advisory firm - (8/14/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/13/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2007

Uniform Investment Adviser Law Examination

Current Firm

MADDEN FUNDS MANAGEMENT

MADDEN FUNDS MANAGEMENT | MADDEN FUNDS MANAGEMENT LTD.

CRD#: 110309 / SEC#: 801-49640

RIA

Registered Investment Advisory firm - (8/14/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1010 Lake Street Suite 604, Oak Park, IL 60301

Mailing Address

Phone number

(708) 848-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADDEN FUNDS MGMT ADV PART 2A (2/22/2025)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 206,090,994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel J. Madden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Madden's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADDEN FUNDS MANAGEMENT

Primary Firm SEC Registration

MADDEN FUNDS MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2007

Current Firm

MADDEN FUNDS MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADDEN FUNDS MANAGEMENT

TRUST BUT VERIFY

Similar Advisors