MC
Matthew J. Costigan
HBKS WEALTH ADVISORS
Warrendale, PA 15086
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CRD#: 5433658
MC
Professional summary
Matthew James Costigan, CFP®, who also goes by Matthew James Costigar, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Warrendale, Pennsylvania.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew James Costigar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HILL BARTH AND KING LLC; MO; 200 Pinewood Lane, Suite 201, Warrendale, PA 15086; PUBLIC ACCOUNTING; CPA; 9/5/2006; 120HRS/MO; 6HRS DURING TRADING; TAX ACCOUNTING. 2) HBK SORCE INSURANCE LLC, 6603 SUMMIT DR, CANFIELD, OH 44406, AGENT. FIXED INSURANCE SALES. 09/2010. 2 HRS/MO. 3) HBK Financial Holdings. Not Investment Related. 6603 Summit Drive, Canfield OH 44406. Holding Company. Member. Start 09/2018. 0 hours per week. Passive Owner/Member. 4) HBK Sorce Holdings. Investment Related. 6603 Summit Drive, Canfield OH 44406. Holding Company. Member. Start 09/2018. 0 hours per week. Passive Owner/Member. 5) HBK Fort Myers Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per week. Passive Owner. 6) HBK Erie Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 7) HBK Hermitage Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 8) HBK Meadville Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 9) North Catholic Foundation Board. Not Investment Related. 1617 PA-228, Cranberry Twp, PA 16066. Board Member. 06/2023. 5 hrs per month/0 during trading. Admin duties on Board
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Costigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
April 28, 2010 - Present
HBKS WEALTH ADVISORS
Office #1: 200 Pinewood Lane Suite 204, Warrendale, PA 15086RIA
CRD#: 112139
Warrendale, PA
Past
June 3, 2010 - January 5, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Warrendale, PA
Past
January 2, 2009 - April 1, 2010
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
WEXFORD, PA
Past
September 3, 2008 - April 5, 2010
HBKS WEALTH ADVISORS
RIA
CRD#: 112139
WEXFORD, PA
Past
December 3, 2007 - December 31, 2008
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ERIE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/13/2021)
IAR
Florida(12/20/2022)
IAR
Ohio(5/10/2022)
IAR
Pennsylvania(4/28/2010)
IAR
Texas(12/8/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
