Delynn M. Shogren

TRADEWINDS WEALTH MANAGEMENT

Portland, OR 97239

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CRD#: 5433579

Professional summary

Delynn Michelle Shogren, who also goes by Delynn M Otis, Delynn Otis, Delynn M Shogren, Delynn Shogren, Delynn Michelle Shogren Blackmon, is a registered financial advisor currently at TRADEWINDS WEALTH MANAGEMENT located in Portland, Oregon.

Delynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Delynn has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Delynn M Otis | Delynn Otis | Delynn M Shogren | Delynn Shogren | Delynn Michelle Shogren Blackmon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) A Better Way Divorce Solutions; investment related - No; 5550 S Macadam, Suite 110, Portland, OR 97239; A CDFA� is able to perform financial analysis from Provided investment, pension and retirement statements and can be called as an expert witness in court proceedings, a Mediator is able to act as a neutral in a mediation negotiation session, a Divorce Coach is able to provide emotional support to clients thinking of getting a divorce or are already in a divorce process or have finished a divorce and need assistance moving on in their new life stage.; CDFA�, Collaborative Mediator, Certified Divorce Coach.; Owner; Start date - May 2024; Up to 30hrs/month all outside of my normal investment hours.; I assist couples going through the divorce process with education, guidance, mediation negotiation, divorce coaching as a couple or individually, and provide Financial analysis on valuing and dividing assets equitably. I work with other industry professionals such as divorce attorneys, attorneys writing QDRO's, counselors, therapists, child advocates, real estate and lending divorce specialists when needed by my clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Delynn Michelle Shogren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2023 - Present

TRADEWINDS WEALTH MANAGEMENT

Office #1: 5550 S Macadam Ave Ste 110, Portland, OR 97239

RIA

CRD#: 323879

Portland, OR

Past

December 21, 2022 - March 9, 2023

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Portland, OR

Past

November 29, 2022 - March 14, 2023

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

February 2, 2018 - September 23, 2022

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

HAPPY VALLEY, OR

Past

February 2, 2018 - September 23, 2022

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

HAPPY VALLEY, OR

Past

October 7, 2014 - November 6, 2017

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LAKE OSWEGO, OR

Past

September 18, 2014 - November 6, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

TIGARD, OR

Past

October 27, 2011 - September 9, 2014

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

PORTLAND, OR

Past

May 9, 2011 - September 9, 2014

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

PORTLAND, OR

Past

January 18, 2008 - November 18, 2009

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

BEND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWINDS WEALTH MANAGEMENT

TRADEWINDS ASSET MANAGEMENT, LLC | TRADEWINDS WEALTH MANAGEMENT, LLC | TRADEWINDS WEALTH MANAGEMENT

CRD#: 323879 / SEC#: 801-127142

RIA

Registered Investment Advisory firm - (1/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/9/2023)

IAR

Washington
(11/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/17/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRADEWINDS WEALTH MANAGEMENT

TRADEWINDS ASSET MANAGEMENT, LLC | TRADEWINDS WEALTH MANAGEMENT, LLC | TRADEWINDS WEALTH MANAGEMENT

CRD#: 323879 / SEC#: 801-127142

RIA

Registered Investment Advisory firm - (1/6/2023 Approved)

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Contact information

Main Address

5550 S Macadam Ave Ste 110, Portland, OR 97239

Mailing Address

Phone number

(503) 673-2828

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 137,267,206

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Delynn M. Shogren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Delynn Michelle Shogren's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

LPL FINANCIAL LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

TRADEWINDS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2011

Series 63

Date: 1/16/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/21/2011

Series 6

Date: 1/17/2008

Current Firm

TRADEWINDS WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWINDS WEALTH MANAGEMENT

TRUST BUT VERIFY

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