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Robert Thomas Cannon

CRD# 5433219·Registered 2008 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Thomas Cannon, who also goes by Robert T Cannon, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2008 - 2024. Robert had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert T Cannon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546
BD
Denver, CO
October 6, 2021 - August 13, 2024
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Broomfield, CO
November 1, 2013 - October 1, 2021
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
April 22, 2010 - October 17, 2013
MORGAN STANLEY·CRD# 149777
RIA
Scottsdale, AZ
June 1, 2009 - April 13, 2010
MORGAN STANLEY·CRD# 149777
BD
Scottsdale, AZ
June 1, 2009 - April 13, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Scottsdale, AZ
September 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Scottsdale, AZ
July 29, 2008 - June 1, 2009

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Current Firm

AW
ARES WEALTH MANAGEMENT SOLUTIONS, LLC

ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: 8-65199
BD
Terminated by SEC on 03/07/2026

Contact Information

Established

Colorado since 12/21/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DOUBLE DIAMOND LLCSOLE MEMBER—
MAGNER, BRIANCHIEF COMPLIANCE OFFICER3069172
MARRONE, MICHAEL THOMASFINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER4859949

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2009About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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