Robert T. Cannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Cannon, who also goes by Robert T Cannon, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2021 - August 13, 2024
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
November 1, 2013 - October 1, 2021
FORESIDE FUND SERVICES, LLC
April 22, 2010 - October 17, 2013
GOLDMAN SACHS & CO. LLC
June 1, 2009 - April 13, 2010
MORGAN STANLEY
June 1, 2009 - April 13, 2010
MORGAN STANLEY
September 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 29, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
