Christopher G. Clauson
Professional summary
Christopher Grant Clauson, who also goes by Christopher G Clauson, Christopher Clauson, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Chippewa Falls, Wisconsin.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Grant Clauson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Grant Clauson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
NATIONS FINANCIAL GROUP, INC.
January 19, 2024 - Present
NATIONS FINANCIAL GROUP, INC.
November 20, 2019 - January 22, 2024
U.S. BANCORP INVESTMENTS, INC.
November 19, 2019 - January 22, 2024
U.S. BANCORP INVESTMENTS, INC.
October 1, 2012 - November 14, 2019
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 14, 2019
J.P. MORGAN SECURITIES LLC
July 1, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 15, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 5, 2008 - January 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 2007 - January 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
