Laura R. Golden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Ross Golden was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2008. Laura had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2010 - March 13, 2013
MANAGED ACCOUNT SERVICES, LLC
February 17, 2009 - March 13, 2013
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
September 29, 2008 - December 23, 2009
JESUP & LAMONT SECURITIES CORP
May 30, 2008 - May 12, 2010
JESUP & LAMONT SECURITIES CORP
State Registrations and Notice Filings
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Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
