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TT

Travis F. Troy

PROFUNDS DISTRIBUTORS
New York, NY 10001
Some features on this profile are disabled
CRD#: 5432726
TT

Professional summary

Travis Francis Troy, who also goes by Travis Francis Troy, Travis Troy, is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in New York, New York.

Travis is registered as a RR (Registered Representative) and started their career in finance in 2007. Travis has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Travis Francis Troy | Travis Troy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Travis Francis Troy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2025 - Present

PROFUNDS DISTRIBUTORS, INC.

Office #1: 66 Hudson Blvd E, New York, NY 10001
BD
CRD#: 19541
New York, NY
Past

November 11, 2010 - February 14, 2024

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY
Past

March 3, 2008 - November 8, 2010

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

November 1, 2007 - November 8, 2010

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/7/2025)
RR
Alaska
(5/7/2025)
RR
Arizona
(5/7/2025)
RR
Arkansas
(5/7/2025)
RR
California
(5/7/2025)
RR
Colorado
(5/7/2025)
RR
Connecticut
(5/7/2025)
RR
Delaware
(5/7/2025)
RR
District of Columbia
(5/7/2025)
RR
Florida
(5/7/2025)
RR
Georgia
(5/7/2025)
RR
Hawaii
(5/7/2025)
RR
Idaho
(5/7/2025)
RR
Illinois
(5/7/2025)
RR
Indiana
(5/7/2025)
RR
Iowa
(5/7/2025)
RR
Kansas
(5/7/2025)
RR
Kentucky
(5/7/2025)
RR
Louisiana
(5/7/2025)
RR
Maine
(5/7/2025)
RR
Maryland
(5/7/2025)
RR
Massachusetts
(5/7/2025)
RR
Michigan
(5/7/2025)
RR
Minnesota
(5/7/2025)
RR
Mississippi
(5/7/2025)
RR
Missouri
(5/7/2025)
RR
Montana
(5/7/2025)
RR
Nebraska
(5/7/2025)
RR
Nevada
(5/7/2025)
RR
New Hampshire
(5/7/2025)
RR
New Jersey
(5/7/2025)
RR
New Mexico
(5/7/2025)
RR
New York
(5/7/2025)
RR
North Carolina
(5/7/2025)
RR
North Dakota
(5/7/2025)
RR
Ohio
(5/8/2025)
RR
Oklahoma
(5/7/2025)
RR
Oregon
(5/7/2025)
RR
Pennsylvania
(5/7/2025)
RR
Puerto Rico
(5/7/2025)
RR
Rhode Island
(5/7/2025)
RR
South Carolina
(5/7/2025)
RR
South Dakota
(5/7/2025)
RR
Tennessee
(5/7/2025)
RR
Texas
(5/7/2025)
RR
Utah
(5/7/2025)
RR
Vermont
(5/7/2025)
RR
Virginia
(5/7/2025)
RR
Washington
(5/7/2025)
RR
West Virginia
(5/7/2025)
RR
Wisconsin
(5/7/2025)
RR
Wyoming
(5/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/29/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/3/2012
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/31/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PROFUNDS DISTRIBUTORS, INC.
CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541 / SEC#: , 8-37601

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Mailing Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Phone number
(240) 497-6400
Established
Delaware since 12/22/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PROFUND ADVISORS LLCSOLE SHAREHOLDER109585
COHEN, STEVEN BRIANPRESIDENT2737221
FRYE, VICTOR MORSECHIEF COMPLIANCE OFFICER1253717
MORONEY, NOELLEFINOP/TREASURER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONAL OFFICER6582471
MORRIS, RICHARD FRANCISCHIEF LEGAL OFFICER5097044

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541New York, NY 10001

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