Sebastian Dassouli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sebastian Dassouli was a registered financial professional .
Sebastian is a previously registered financial professional and started their career in finance in 2009. Sebastian had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2013 - October 24, 2016
SIKICH CORPORATE FINANCE LLC
March 7, 2011 - February 21, 2013
CUTLER GROUP, LLC
December 1, 2009 - March 17, 2010
GROUP ONE TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 10/26/2011
Proprietary Trader Qualification ExaminationCurrent Firm
SIKICH CORPORATE FINANCE LLC
CRD#: 149024 / SEC#: , 8-68096
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
