Benjamin J. Hiers

NORTHEAST PLANNING ASSOCIATES

BEDFORD, NH 03110

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CRD#: 5432473

Professional summary

Benjamin J Hiers is a registered financial advisor currently at NORTHEAST PLANNING ASSOCIATES, INC. located in Bedford, New Hampshire and LPL FINANCIAL LLC located in Bedford, New Hampshire.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin J Hiers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2008 - Present

NORTHEAST PLANNING ASSOCIATES, INC.

Office #1: 43 Constitution Drive Suite 201, Bedford, NH 03110

RIA

CRD#: 131406

BEDFORD, NH

Current

November 14, 2007 - Present

LPL FINANCIAL LLC

Office #1: 43 Constitution Dr., Bedford, NH 03110Office #2: 43 Constitution Dr., Bedford, NH 03110

RIA

CRD#: 6413

BEDFORD, NH

Past

February 11, 2008 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEDFORD, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHEAST PLANNING ASSOCIATES, INC.

CRD#: 131406 / SEC#: 801-110475

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

Arizona

Registered Investment Advisory firm - (11/21/2016 Terminated)

California

Registered Investment Advisory firm - (11/24/2007 Terminated)

Connecticut

Registered Investment Advisory firm - (9/15/2015 Terminated)

Maine

Registered Investment Advisory firm - (6/7/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/4/2017 Terminated)

Missouri

Registered Investment Advisory firm - (10/25/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/17/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (11/21/2016 Terminated)

Ohio

Registered Investment Advisory firm - (12/2/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2017 Terminated)

Vermont

Registered Investment Advisory firm - (7/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/30/2022)

Alaska
(11/30/2022)

Arizona
(11/30/2022)

Arkansas
(11/30/2022)

California
(11/30/2022)

Colorado
(11/30/2022)

Connecticut
(11/30/2022)

Delaware
(11/30/2022)

District of Columbia
(11/30/2022)

Florida
(11/30/2022)

Georgia
(11/30/2022)

Hawaii
(11/30/2022)

Idaho
(11/30/2022)

Illinois
(11/30/2022)

Indiana
(11/30/2022)

Iowa
(11/30/2022)

Kansas
(11/30/2022)

Kentucky
(11/30/2022)

Louisiana
(11/30/2022)

Maine
(11/30/2022)

Maryland
(11/30/2022)

Massachusetts
(7/15/2009)

Michigan
(11/30/2022)

Minnesota
(11/30/2022)

Mississippi
(11/30/2022)

Missouri
(11/30/2022)

Montana
(11/30/2022)

Nebraska
(11/30/2022)

Nevada
(11/30/2022)

New Hampshire
(2/11/2008)

IAR

New Hampshire
(2/21/2008)

New Jersey
(11/30/2022)

New Mexico
(11/30/2022)

New York
(11/30/2022)

North Carolina
(11/30/2022)

Ohio
(11/30/2022)

Oklahoma
(11/30/2022)

Oregon
(11/30/2022)

Pennsylvania
(11/30/2022)

Puerto Rico
(11/30/2022)

Rhode Island
(11/30/2022)

South Carolina
(11/30/2022)

South Dakota
(11/30/2022)

Tennessee
(11/30/2022)

Texas
(11/30/2022)

Utah
(11/30/2022)

Vermont
(11/30/2022)

Virgin Islands
(11/30/2022)

Virginia
(11/30/2022)

Washington
(11/30/2022)

West Virginia
(11/30/2022)

Wisconsin
(11/30/2022)

Wyoming
(11/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/30/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NORTHEAST PLANNING ASSOCIATES, INC.

CRD#: 131406 / SEC#: 801-110475

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

Arizona

Registered Investment Advisory firm - (11/21/2016 Terminated)

California

Registered Investment Advisory firm - (11/24/2007 Terminated)

Connecticut

Registered Investment Advisory firm - (9/15/2015 Terminated)

Maine

Registered Investment Advisory firm - (6/7/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/4/2017 Terminated)

Missouri

Registered Investment Advisory firm - (10/25/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/17/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (11/21/2016 Terminated)

Ohio

Registered Investment Advisory firm - (12/2/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2017 Terminated)

Vermont

Registered Investment Advisory firm - (7/18/2017 Terminated)

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Contact information

Main Address

43 Constitution Drive, Bedford, NH 03110

Mailing Address

Phone number

(603) 471-0900

Established

Firm type

Fiscal year end

# of Employees

131

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NPA FINANCIAL PLANNING DISCLOSURE BROCHURE (3/31/2025)

NPA FULL DISCLOSURE BROCHURE AND WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,467
AUM (Assets Under Management)	$ 327,668,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Benjamin J. Hiers

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin J Hiers's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

NORTHEAST PLANNING ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2007

Series 24

Date: 11/30/2007

FINRA

Current Firm

NORTHEAST PLANNING ASSOCIATES, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHEAST PLANNING ASSOCIATES, INC.

TRUST BUT VERIFY

Contact information

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