William I. Ratner

RATNER & ASSOCIATES LLC

Newport Coast, CA

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CRD#: 5432465

Professional summary

William I Ratner, who also goes by William Isaac Ratner, William Ratner, is a registered financial advisor currently at RATNER & ASSOCIATES LLC located in Newport Coast, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. William has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Isaac Ratner | William Ratner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-I AM A REAL ESTATE INVESTOR AND PROPERTY MANAGER OF MY PROPERTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William I Ratner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2022 - Present

RATNER & ASSOCIATES LLC

RIA

CRD#: 323912

Newport Coast, CA

Past

May 6, 2009 - March 9, 2021

RATNER & ASSOCIATES, LLC

RIA

CRD#: 149359

SANTA ANA, CA

Past

March 4, 2008 - February 4, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PASADENA, CA

Past

December 20, 2007 - February 4, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/2007

General Securities Representative Examination

Current Firm

RATNER & ASSOCIATES LLC

CRD#: 323912 / SEC#:

California

Registered Investment Advisory firm - (12/7/2022 Approved)

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Contact information

Main Address

Newport Coast, CA

Mailing Address

Phone number

(626) 215-6499

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William I. Ratner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William I Ratner's CRS (Customer Relationship Summary).

Certified licenses

Experience

RATNER & ASSOCIATES LLC

RATNER & ASSOCIATES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2008

Series 7

Date: 12/19/2007

Current Firm

RATNER & ASSOCIATES LLC

Contact information

Documents

Red Flags

Company Information

RATNER & ASSOCIATES LLC

TRUST BUT VERIFY

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