James M. Ferguson

CREEKMUR ASSET MANAGEMENT

Maumee, OH 43537

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CRD#: 5432286

Professional summary

James Michael Ferguson, who also goes by James Ferguson, is a registered financial advisor currently at CREEKMUR ASSET MANAGEMENT, LLC located in Maumee, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Ferguson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Ferguson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2025 - Present

CREEKMUR ASSET MANAGEMENT, LLC

Office #1: 301 River Road Suite 305, Maumee, OH 43537

RIA

CRD#: 306903

Maumee, OH

Past

December 2, 2021 - October 22, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ALPHARETTA, GA

Past

December 1, 2021 - October 22, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ALPHARETTA, GA

Past

September 20, 2018 - October 28, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CUMMING, GA

Past

September 20, 2018 - October 28, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CUMMING, GA

Past

February 28, 2018 - August 31, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

MARIETTA, GA

Past

February 26, 2018 - August 31, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

February 26, 2018 - August 31, 2018

TD AMERITRADE, INC.

CRD#: 7870

MARIETTA, GA

Past

July 27, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

February 27, 2017 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

ALPHARETTA, GA

Past

September 2, 2011 - February 27, 2017

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

January 23, 2008 - September 4, 2008

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

Past

November 2, 2007 - December 10, 2007

AMERICAN FAMILY SECURITIES, LLC

CRD#: 104433

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREEKMUR ASSET MANAGEMENT, LLC

CAM, LLC | CREEKMUR ASSET MANAGEMENT, LLC

CRD#: 306903 / SEC#: 801-118002

RIA

Registered Investment Advisory firm - (1/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/14/2025)

IAR

Ohio
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/12/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CREEKMUR ASSET MANAGEMENT, LLC

CAM, LLC | CREEKMUR ASSET MANAGEMENT, LLC

CRD#: 306903 / SEC#: 801-118002

RIA

Registered Investment Advisory firm - (1/24/2020 Approved)

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Contact information

Main Address

805 West Jackson Suite 301, Morton, IL 61550

Mailing Address

Phone number

(309) 925-2043

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREEKMUR ASSET MANAGEMENT WRAP BROCHURE (3/6/2025)

CREEKMUR ASSET MANAGEMENT ADV PART 2A BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	3,152
AUM (Assets Under Management)	$ 561,787,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James M. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

E*TRADE SECURITIES LLC

FARMERS FINANCIAL SOLUTIONS, LLC

AMERICAN FAMILY SECURITIES, LLC

Primary Firm SEC Registration

CREEKMUR ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2017

Series 63

Date: 9/12/2011

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2011

Series 6

Date: 11/1/2007

Current Firm

CREEKMUR ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREEKMUR ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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