Steven P. Latham

BERNICKE WEALTH MANAGEMENT

ALTOONA, WI 54720

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CRD#: 5432016

Professional summary

Steven Pearson Latham, CFP®, who also goes by Steven P Latham, Steven Latham, is a registered financial advisor currently at BERNICKE WEALTH MANAGEMENT located in Altoona, Wisconsin and PRIVATE CLIENT SERVICES, LLC located in Altoona, Wisconsin.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven P Latham | Steven Latham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bernicke Wealth Management. 1565 Bluestem Blvd, Altoona, WI 54720. RIA. 40 hrs/mo; 26 during trading hrs. 2) Eau Claire Golf and Country Club. 828 Club View Ln, Altoona, WI 54720. The Eau Claire Golf and Country Club is a social club focused on golf and events for the Chippewa Valley community. President of the board. Leading board meetings, setting strategic direction, organizing committee meetings, communication with the GM, etc. 5 hrs/mo; 0 during trading hrs. Not investment related. 3) Children's Museum of Eau Claire. 126 N Barstow St, Eau Claire, WI 54703. A nonprofit organization dedicated to providing children with interactive exhibits that foster social and academic growth. Board member. Attend meetings, provide input on strategy. 2 hrs/mo; 0 during trading hrs. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Pearson Latham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 28, 2025 - Present

BERNICKE WEALTH MANAGEMENT

Office #1: 1565 Bluestem Blvd., Altoona, WI 54720

RIA

CRD#: 335431

ALTOONA, WI

Current

April 28, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1565 Bluestem Blvd, Altoona, WI 54720

RIA

CRD#: 120222

Altoona, WI

Past

April 20, 2021 - April 28, 2025

GREAT VALLEY ADVISOR GROUP, LLC

RIA

CRD#: 123913

Altoona, WI

Past

April 9, 2021 - May 1, 2025

LPL FINANCIAL LLC

CRD#: 6413

ALTOONA, WI

Past

January 14, 2019 - March 17, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ALTOONA, WI

Past

January 11, 2019 - March 17, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ALTOONA, WI

Past

February 13, 2008 - January 3, 2018

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MINNEAPOLIS, MN

Past

February 13, 2008 - January 3, 2018

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MINNEAPOLIS, MN

Past

October 11, 2007 - February 1, 2008

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

GREEN BAY, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERNICKE WEALTH MANAGEMENT

BERNICKE WEALTH MANAGEMENT | BERNICKE WEALTH MANAGEMENT, LTD.

CRD#: 335431 / SEC#: 801-132485

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(4/28/2025)

IAR

Wisconsin
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BERNICKE WEALTH MANAGEMENT

BERNICKE WEALTH MANAGEMENT | BERNICKE WEALTH MANAGEMENT, LTD.

CRD#: 335431 / SEC#: 801-132485

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

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Contact information

Main Address

1565 Bluestem Blvd., Altoona, WI 54720

Mailing Address

Phone number

(715) 832-1173

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (8/14/2025)

Regulatory assets under management

Total Number of Accounts	2,530
AUM (Assets Under Management)	$ 801,699,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven P. Latham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Pearson Latham's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

GREAT VALLEY ADVISOR GROUP, LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

PACKERLAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

BERNICKE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2007

SIE

Date: 1/3/2018

Series 7

Date: 10/10/2007

FINRA

Current Firm

BERNICKE WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERNICKE WEALTH MANAGEMENT

TRUST BUT VERIFY

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