Keenan S. Rice

MUNICAP

Columbia, MD 21046

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CRD#: 5431989

Professional summary

Keenan Shane Rice is a registered financial advisor currently at MUNICAP INC. located in Columbia, Maryland.

Keenan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Keenan has worked at 1 firm and has passed the Series 65, Series 50 and Series 54 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keenan Shane Rice's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2013 - Present

MUNICAP INC.

Office #1: 8965 Guilford Road Suite 210, Columbia, MD 21046

RIA

CRD#: 144986

Columbia, MD

Past

May 5, 2008 - December 31, 2008

MUNICAP INC.

RIA

CRD#: 144986

ELLICOTT CITY, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/21/2013)

IAR

Pennsylvania
(4/21/2020)

IAR

Texas
(4/24/2020)

IAR

Virginia
(4/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 50

Date: 2/8/2016

Municipal Advisor Representative Qualification Exam

Principal/Supervisory Exam

Series 54

Date: 6/25/2019

Municipal Advisor Principal Qualification Examination

Current Firm

MUNICAP INC.

CRD#: 144986 / SEC#:

Maryland

Registered Investment Advisory firm - (5/5/2008 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/26/2020 Approved)

Texas

Registered Investment Advisory firm - (4/24/2020 Approved)

Virginia

Registered Investment Advisory firm - (4/10/2021 Approved)

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Contact information

Main Address

8965 Guilford Road Suite 210, Columbia, MD 21046

Mailing Address

Phone number

(443) 539-4101

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Keenan S. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keenan Shane Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUNICAP INC.

MUNICAP INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2008

Series 50

Date: 2/8/2016

Series 54

Date: 6/25/2019

Current Firm

MUNICAP INC.

Contact information

Documents

Red Flags

Company Information

MUNICAP INC.

TRUST BUT VERIFY

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