David A. Corna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Angelo Corna was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1972. David had worked at 5 firms and has passed the Series 1, Series 24, Series 27, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 1980 - September 14, 1990
CORNA AND CO., INC.
August 24, 1978 - May 11, 1980
FIRST CITIZENS MUNICIPAL CORPORATION
July 29, 1976 - September 4, 1978
COMSTOCK INVESTMENTS, INC.
March 27, 1974 - August 27, 1976
VERCOE & COMPANY, INC.
September 25, 1972 - January 12, 1974
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/16/1972
Registered Representative ExaminationSeries 40
Date: 1/22/1977
Registered Principal ExaminationCurrent Firm
CORNA AND CO., INC.
CRD#: 8124 / SEC#: , 8-24477
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
