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David Angelo Corna

CRD# 54319·Registered 1972 - 1990
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Angelo Corna was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1972 - 1990. David had worked at 5 firms and has passed the Series 1, Series 24, Series 27, Series 4 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

CORNA AND CO., INC.·CRD# 8124
BD
Columbus, OH
April 17, 1980 - September 14, 1990
FIRST CITIZENS MUNICIPAL CORPORATION·CRD# 7265
BD
August 24, 1978 - May 11, 1980
COMSTOCK INVESTMENTS, INC.·CRD# 1393
BD
July 29, 1976 - September 4, 1978
VERCOE & COMPANY, INC.·CRD# 855
BD
March 27, 1974 - August 27, 1976
HAYDEN STONE INC.·CRD# 972
BD
September 25, 1972 - January 12, 1974

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Current Firm

CA
CORNA AND CO., INC.

CORNA & CO., INC. | CORNA AND CO., INC.

CRD#: 8124 / SEC#: 8-24477
BD
Expelled by FINRA on 09/09/1990

Contact Information

Established

Ohio since 12/17/1979

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Sep 1972

Series 24 — General Securities Principal Examination

Passed Apr 1987About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1985About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1980About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Jan 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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