Steven M. Scherpenberg
Professional summary
Steven Michael Scherpenberg, who also goes by Steven Scherpenberg, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Peoria, Arizona.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Michael Scherpenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2023 - Present
VALMARK SECURITIES, INC.
Office #2: 130 Springside Dr. #120, Akron, OH 44333August 2, 2021 - August 18, 2023
THE LEADERS GROUP, INC.
March 26, 2020 - March 31, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 3, 2013 - March 31, 2020
PRUCO SECURITIES, LLC.
October 23, 2007 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2024)
(8/18/2023)
(8/18/2023)
(8/18/2023)
(8/18/2023)
(10/28/2025)
(8/18/2023)
(10/8/2024)
(8/18/2023)
(10/9/2025)
(9/19/2025)
(11/6/2023)
(9/29/2025)
(10/18/2024)
(9/23/2024)
(1/22/2025)
(8/18/2023)
(8/18/2023)
(3/18/2024)
(8/18/2023)
(2/13/2025)
Exams
FINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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