Diana L. Quinton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diana Lynn Quinton, who also goes by Diana Lynn Teasley, was a registered financial professional .
Diana is a previously registered financial professional and started their career in finance in 2008. Diana had worked at 3 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2013 - July 17, 2018
NAFA CAPITAL MARKETS, LLC
April 25, 2011 - April 29, 2013
WELLS NELSON & ASSOCIATES, L.L.C.
October 8, 2008 - April 16, 2009
FIRST MIDWEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NAFA CAPITAL MARKETS, LLC
CRD#: 133599 / SEC#: , 8-66746
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRYREAR, JOHN EDWARD | MGING MEMBER/CCO | 1537429 |
| NATIVE AMERICAN FUND ADVISORS LLC | MEMBER | 108149 |
| PINNACLE HOLDINGS | MEMBER | |
| POSEY, TIMOTHY STEVEN | MEMBER | |
| COOPER, MITCHELL HOWARD | MEMBER | 1947796 |
| LAMONT CAVANAUGH | MEMBER | |
| MYERS, MICHAELA DALE | PRINCIPAL | 800192 |
| POSEY, JAMES ANDREW JR | MEMBER | |
| QUINTON, DIANA LYNN | FINOP | 5431432 |
| WRIGHT, BRENT WRAY | MEMBER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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