Hans William-spence Powers
Professional Summary
Hans William-spence Powers is a registered financial advisor currently at MARQUAM CAPITAL located in Portland, Oregon. Hans is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Hans has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, SIE, Series 7 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MARQUAM ASSET MANAGEMENT LLC | MARQUAM CAPITAL
Contact Information
Main Address
1515 Sw 5th Ave., Suite 606, Portland, OR 97201-5449Phone Number
(503) 719-4681# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
281AUM (Assets Under Management)
$41,220,781Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/6/2025)
(7/17/2008)
(1/6/2025)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 2011About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Hans William-spence Powers's CRS (Customer Relationship Summary).
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