Hans W. Powers

MARQUAM CAPITAL

Portland, OR 97201-5449

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CRD#: 5431199

Professional summary

Hans William-spence Powers is a registered financial advisor currently at MARQUAM CAPITAL located in Portland, Oregon.

Hans is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Hans has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, SIE, Series 7 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HANS POWERS HAS BEEN PRESIDENT OF MARQUAM ASSET MANAGEMENT D/B/A MARQUAM CAPITAL, A INVESTMENT-RELATED BUSINESS (REGISTERED INVESTMENT ADVISOR) SINCE JUNE 2008. MR. POWERS SPENDS APPROXIMATELY 40 HOURS PER WEEK ON THIS BUSINESS INCLUDING DURING MARKET HOURS. HE IS RESPONSIBLE FOR OVERALL MANAGEMENT, PORTFOLIO MANAGEMENT AND FINANCIAL/ACCOUNTING MATTERS FOR MARQUAM CAPITAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hans William-spence Powers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2008 - Present

MARQUAM CAPITAL

Office #1: 1515 Sw 5th Ave., Suite 606, Portland, OR 97201-5449

RIA

CRD#: 147782

Portland, OR

Past

September 30, 2009 - January 4, 2024

GREAT PINE INVESTMENTS LLC

CRD#: 31538

MIAMI, FL

Past

November 8, 2007 - July 28, 2008

RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS

RIA

CRD#: 127585

PORTLAND, OR

Past

November 5, 2007 - November 5, 2007

RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS

RIA

CRD#: 127585

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(1/6/2025)

IAR

Oregon
(7/17/2008)

IAR

Washington
(1/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/24/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/1/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 2/23/2011

Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

MARQUAM CAPITAL

MARQUAM ASSET MANAGEMENT LLC | MARQUAM CAPITAL

CRD#: 147782 / SEC#:

Alaska

Registered Investment Advisory firm - (4/27/2021 Approved)

Oregon

Registered Investment Advisory firm - (7/17/2008 Approved)

Texas

Registered Investment Advisory firm - (4/9/2020 Conditional Restricted)

Washington

Registered Investment Advisory firm - (3/30/2015 Approved)

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Contact information

Main Address

1515 Sw 5th Ave., Suite 606, Portland, OR 97201-5449

Mailing Address

Phone number

(503) 719-4681

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 34,662,672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hans W. Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hans William-spence Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT PINE INVESTMENTS LLC

RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS

RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2011

Series 65

Date: 11/1/2007

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/29/2009

Series 28

Date: 2/23/2011

Current Firm

MARQUAM CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARQUAM CAPITAL

TRUST BUT VERIFY

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