Afua Ayisi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Afua Ayisi, who also goes by Afua Felli, Afua Safo, was a registered financial professional .
Afua is a previously registered financial professional and started their career in finance in 2016. Afua had worked at 4 firms and has passed the SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2023 - March 20, 2024
ICAPITAL MARKETS LLC
June 30, 2022 - November 30, 2023
ICAPITAL SECURITIES, LLC
February 13, 2020 - October 19, 2021
BNY MELLON SECURITIES CORPORATION
April 13, 2016 - January 29, 2020
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
